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Detailed Report
JESSE GORDON PARKS
CRD#: 1027968
IA
Investment Adviser
B
Broker
JANNEY MONTGOMERY SCOTT LLCCRD#: 463 204 Malloy Street
Suite B
Goldsboro, NC 27534
Registration History
1985199019952000200520102015202020252 FIRMS2002 - 2003 (1 year)2 FIRMS2017 - Present (7 years)BSA STONE WEALTH MANAGEMENT INC. (CRD# 18456)2013 - 2017 (3 years)BSTERNE AGEE FINANCIAL SERVICES... (CRD# 18456)2013 - 2013 (<1 year)BSTERNE, AGEE & LEACH, INC. (CRD# 791)2003 - 2013 (10 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1989 - 2002 (12 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1988 - 1989 (1 year)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1982 - 1988 (6 years)IASA STONE INVESTMENT ADVISORS INC. (CRD# 174182)2016 - 2017 (<1 year)IASTERNE AGEE ASSET MANAGEMENT, INC. (CRD# 130888)2005 - 2016 (10 years)IASTERNE AGEE & LEACH, INC. CAPI... (CRD# 791)2005 - 2005 (<1 year)IAWACHOVIA SECURITIES, INC. (CRD# 431)2002 - 2002 (<1 year)
License(s)

State Registrations

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Alabama 1/30/2019
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Nebraska 1/30/2019
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Alaska 8/30/2023
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Nevada 1/30/2019
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Arizona 1/30/2019
B
New Hampshire 1/30/2019
B
Arkansas 1/30/2019
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New Jersey 1/30/2019
B
California 6/13/2017
B
New Mexico 1/30/2019
B
Colorado 1/30/2019
B
New York 1/30/2019
B
Connecticut 1/30/2019
B
North Carolina 6/13/2017
B
Delaware 1/30/2019
IA
North Carolina 6/13/2017
B
District of Columbia 1/30/2019
B
North Dakota 1/30/2019
B
Florida 6/13/2017
B
Ohio 1/30/2019
B
Georgia 6/13/2017
B
Oklahoma 1/30/2019
B
Idaho 1/30/2019
B
Oregon 1/30/2019
B
Illinois 1/30/2019
B
Pennsylvania 6/13/2017
B
Indiana 1/30/2019
B
Rhode Island 1/30/2019
B
Iowa 1/30/2019
B
South Carolina 6/13/2017
B
Kansas 1/30/2019
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South Dakota 1/30/2019
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Kentucky 1/30/2019
B
Tennessee 1/30/2019
B
Louisiana 6/13/2017
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Texas 6/13/2017
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Maine 1/30/2019
IA
Texas 7/17/2018
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Maryland 1/30/2019
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Utah 1/30/2019
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Massachusetts 1/30/2019
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Vermont 6/13/2017
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Michigan 1/30/2019
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Virginia 6/13/2017
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Minnesota 1/30/2019
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Washington 1/30/2019
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Mississippi 1/30/2019
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West Virginia 1/30/2019
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Missouri 1/30/2019
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Wisconsin 1/30/2019
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Montana 1/30/2019
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Wyoming 1/30/2019

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
204 Malloy Street Suite B, Goldsboro, NC 27534
Registered with this firm since 6/13/2017
B
JANNEY MONTGOMERY SCOTT LLC (CRD#:463)
204 Malloy Street Suite B, Goldsboro, NC 27534
Registered with this firm since 6/13/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/01/2016 - 06/15/2017 SA STONE INVESTMENT ADVISORS INC. (CRD#:174182) Goldsboro, NC
B
 11/22/2013 - 06/15/2017 SA STONE WEALTH MANAGEMENT INC. (CRD#:18456) GOLDSBORO, NC
IA
 10/12/2005 - 07/05/2016 STERNE AGEE ASSET MANAGEMENT, INC. (CRD#:130888) GOLDSBORO, NC
B
 11/21/2013 - 11/22/2013 STERNE AGEE FINANCIAL SERVICES, INC. (CRD#:18456) BIRMINGHAM, AL
B
 10/17/2003 - 11/22/2013 STERNE, AGEE & LEACH, INC. (CRD#:791) GOLDSBORO, NC
IA
 03/11/2005 - 10/12/2005 STERNE AGEE & LEACH, INC. CAPITAL MANAGEMENT (CRD#:791) GOLDSBORO, NC
IA
 06/21/2002 - 10/23/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) GOLDSBORO, NC
B
 03/21/2002 - 10/23/2003 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
IA
 01/28/2002 - 06/21/2002 WACHOVIA SECURITIES, INC. (CRD#:431) GOLDSBORO, NC
B
 07/21/1989 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
 07/05/1988 - 07/25/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
B
 01/25/1982 - 07/16/1988 WHEAT, FIRST SECURITIES, INC. (CRD#:6124)
For additional information about investment advisers or broker-dealers, please visit
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.