Individual Firm
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ROBERT HUBBARD TROWBRIDGE III
ROBERT TROW
CRD#: 1027815
IA
B
COPPELL ADVISORY SOLUTIONS LLCCRD#: 156549 Charles Town, WV
View By:
2/3/2014
Customer Dispute
Denied
State Registrations
IA
West Virginia 12/17/2020
IA
Registered with this firm since 12/17/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/13/2018 - 01/04/2021 | Reston, VA | |
IA | 08/11/2008 - 03/30/2018 | RESTON, VA | |
B | 01/28/2015 - 07/13/2016 | NEW WOODSTOCK, NY | |
B | 08/17/2010 - 01/27/2015 | RESTON, VA | |
IA | 08/17/2010 - 09/13/2010 | RESTON, VA | |
B | 11/02/2009 - 07/30/2010 | RESTON, VA | |
B | 09/20/2005 - 11/03/2009 | RESTON, VA | |
IA | 06/05/2003 - 09/22/2005 | MCLEAN, VA | |
B | 02/22/2001 - 09/14/2005 | FAIRFIELD, IA | |
IA | 02/12/1997 - 06/05/2003 | FAIRFAX, VA | |
B | 11/07/2000 - 02/22/2001 | WINDSOR, CT | |
B | 06/01/1999 - 11/03/2000 | FAIRFIELD, IA | |
B | 09/12/1996 - 06/02/1999 | PHOENIX, AZ | |
B | 11/28/1995 - 09/12/1996 | WELLESLEY HILLS, MA | |
B | 02/14/1995 - 10/17/1995 | MILWAUKEE, WI | |
B | 04/30/1982 - 10/17/1995 | MILWAUKEE, WI |
FAIRFAX, VA
02/12/1997 - 06/05/2003
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.