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CHARLES WILLIAM DUDLEY
CRD#: 1027353
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 200 CAMPUS DR
STE 220
FLORHAM PARK, NJ 07932
Registration History
1985199019952000200520102015202020252 FIRMS2002 - 2009 (7 years)2 FIRMS2009 - Present (15 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1989 - 2002 (12 years)BTHOMSON MCKINNON SECURITIES INC. (CRD# 829)1982 - 1989 (6 years)BJ. B. HANAUER & CO. (CRD# 6958)1982 - 1982 (<1 year)
Disclosure(s)
View By:
2/29/2008
Customer Dispute
Settled
10/7/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 6/23/2009

IA
New Jersey 5/15/2009

B
California 5/15/2009

B
New York 5/15/2009

B
Colorado 5/15/2009

B
North Carolina 2/9/2022

B
Connecticut 5/15/2009

B
Oklahoma 4/24/2014

B
Florida 5/15/2009

B
Pennsylvania 6/18/2009

B
Idaho 4/27/2023

B
Rhode Island 5/18/2021

B
Massachusetts 5/15/2009

B
Vermont 1/8/2021

B
New Jersey 5/15/2009

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
200 CAMPUS DR STE 220, FLORHAM PARK, NJ 07932
Long Beach Township, NJ
Registered with this firm since 5/15/2009

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
200 CAMPUS DR STE 220, FLORHAM PARK, NJ 07932
Long Beach Township, NJ
Registered with this firm since 5/15/2009

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/03/2002 - 05/27/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
B
04/01/2002 - 05/27/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) FLORHAM PARK, NJ
B
09/15/1989 - 04/09/2002 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
11/17/1982 - 09/15/1989 THOMSON MCKINNON SECURITIES INC. (CRD#:829) NEW YORK, NY
B
04/21/1982 - 08/20/1982 J. B. HANAUER & CO. (CRD#:6958)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.