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Registration History
1985199019952000200520102015202020252 FIRMS2015 - 2017 (2 years)2 FIRMS1990 - 1990 (<1 year)IAKINGSLEY ADVISORS, LLC (CRD# 217513)2017 - Present (7 years)BPROSPERA FINANCIAL SERVICES, INC. (CRD# 10740)2004 - 2015 (10 years)BFIRST DALLAS SECURITIES INCORP... (CRD# 24549)2001 - 2004 (3 years)BFIRST DALLAS SECURITIES INCORP... (CRD# 24549)1992 - 1995 (2 years)BADDISON SECURITIES, INC. (CRD# 10740)1989 - 1990 (<1 year)BBROKERS TRANSACTION SERVICES, INC. (CRD# 17587)1988 - 1989 (1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1985 - 1988 (2 years)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1985 - 1985 (<1 year)BRAUSCHER PIERCE REFSNES, INC. (CRD# 6663)1982 - 1985 (3 years)IAKINGSLEY ADVISORS, LLC (CRD# 217513)2017 - 2020 (3 years)IAPROSPERA FINANCIAL SERVICES, INC. (CRD# 10740)2005 - 2015 (10 years)IAHODGES CAPITAL MANAGEMENT INC (CRD# 110080)2002 - 2004 (2 years)
Disclosure(s)
View By:
4/20/2015
Employment Separation After Allegations
License(s)

State Registrations

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California 2/9/2021

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New Jersey 1/19/2021

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Florida 12/26/2017

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Texas 1/14/2021

Current Registration(s)
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KINGSLEY ADVISORS, LLC (CRD#:217513)
DALLAS, TX
Registered with this firm since 12/26/2017

Previous Registration(s)
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10/05/2017 - 12/31/2020 KINGSLEY ADVISORS, LLC (CRD#:217513) Dallas, TX
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04/23/2015 - 09/27/2017 NATIONAL ASSET MANAGEMENT, INC. (CRD#:115927) DALLAS, TX
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08/04/2015 - 06/19/2017 KINGSLEY ADVISORS, LLC (CRD#:217513) DALLAS, TX
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01/28/2005 - 04/24/2015 PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740) DALLAS, TX
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10/27/2004 - 04/24/2015 PROSPERA FINANCIAL SERVICES, INC. (CRD#:10740) DALLAS, TX
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03/26/2002 - 11/08/2004 HODGES CAPITAL MANAGEMENT INC (CRD#:110080) DALLAS, TX
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03/29/2001 - 10/28/2004 FIRST DALLAS SECURITIES INCORPORATED (CRD#:24549) DALLAS, TX
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09/04/1992 - 01/04/1995 FIRST DALLAS SECURITIES INCORPORATED (CRD#:24549)
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08/29/1990 - 11/05/1990 KIRSCHNER SACKS SECURITIES, INC. (CRD#:27016)
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07/06/1990 - 09/04/1990 PRIVATE BROKERS CLEARING CORPORATION (CRD#:18314)
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08/29/1989 - 06/06/1990 ADDISON SECURITIES, INC. (CRD#:10740)
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09/29/1988 - 09/06/1989 BROKERS TRANSACTION SERVICES, INC. (CRD#:17587)
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12/12/1985 - 05/03/1988 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663)
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11/22/1985 - 12/12/1985 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
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03/02/1982 - 08/15/1985 RAUSCHER PIERCE REFSNES, INC. (CRD#:6663)
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.