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NORVAL EDWIN THOMPSON SR
NORVAL E THOMPSON SR, NORVAL EDWIN A THOMPSON SR, Norval E. Thompson
CRD#: 1026131
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Investment Adviser
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Previous Broker
ST. MICHAELS ASSET MANAGEMENTCRD#: 121201 953 S. TALBOT ST.
PO BOX 1136
ST.MICHAELS, MD 21663
Registration History
198519901995200020052010201520202025IAST. MICHAELS ASSET MANAGEMENT (CRD# 121201)2007 - Present (18 years)BQUOIN CAPITAL LLC (CRD# 136160)2007 - 2022 (15 years)BCAPITAL PORTFOLIO MANAGEMENT, INC. (CRD# 29302)2003 - 2006 (3 years)BROUND HILL SECURITIES, INC. (CRD# 35223)2001 - 2002 (1 year)BFIRST SECURITY INVESTMENTS, INC. (CRD# 24035)1996 - 2001 (4 years)BWHEAT, FIRST SECURITIES, INC. (CRD# 6124)1995 - 1996 (1 year)BA. G. EDWARDS & SONS, INC. (CRD# 4)1993 - 1995 (1 year)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1991 - 1992 (<1 year)BCREATIVE INVESTOR SERVICES, INC. (CRD# 188)1988 - 1990 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 1986 (4 years)
Disclosure(s)
View By:
5/20/2013
Judgment / Lien
10/26/2012
Judgment / Lien
4/12/2001
Customer Dispute
Closed-No Action
License(s)

State Registrations

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Florida 9/21/2015

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Texas 9/13/2011

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Maryland 1/11/2007

Current Registration(s)
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ST. MICHAELS ASSET MANAGEMENT (CRD#:121201)
953 S. TALBOT ST. PO BOX 1136, ST.MICHAELS, MD 21663
Registered with this firm since 1/11/2007

Previous Registration(s)
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01/26/2007 - 11/14/2022 QUOIN CAPITAL LLC (CRD#:136160) PHILADELPHIA, PA
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01/28/2003 - 01/03/2006 CAPITAL PORTFOLIO MANAGEMENT, INC. (CRD#:29302) TIMONIUM, MD
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09/13/2001 - 09/25/2002 ROUND HILL SECURITIES, INC. (CRD#:35223) ALAMO, CA
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12/24/1996 - 08/03/2001 FIRST SECURITY INVESTMENTS, INC. (CRD#:24035) KINGSTON, PA
B
02/17/1995 - 10/22/1996 WHEAT, FIRST SECURITIES, INC. (CRD#:6124) CHARLOTTE, NC
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04/26/1993 - 02/09/1995 A. G. EDWARDS & SONS, INC. (CRD#:4) ST. LOUIS, MO
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09/16/1991 - 03/09/1992 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) SCOTTSDALE, AZ
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03/04/1988 - 06/05/1990 CREATIVE INVESTOR SERVICES, INC. (CRD#:188) WESLEY CHAPEL, FL
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01/21/1982 - 10/22/1986 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.