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Detailed Report
PATRICK MORRIS
CRD#: 1025904
IA
Investment Adviser
B
Broker
EQUITABLE ADVISORS, LLCCRD#: 6627 90 WOODBRIDGE CENTER DRIVE
7TH FLOOR
WOODBRIDGE, NJ 07095
Registration History
198519901995200020052010201520202025IAEQUITABLE ADVISORS, LLC (CRD# 6627)2002 - Present (22 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)1982 - Present (43 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1982 - 2000 (17 years)BH. C. COPELAND AND ASSOCIATES ... (CRD# 7447)1983 - 1983 (<1 year)
Disclosure(s)
View By:
11/21/2023
Customer Dispute
Settled
3/15/2016
Customer Dispute
Denied
4/22/2015
Customer Dispute
Denied
10/21/2008
Customer Dispute
Settled
2/10/1998
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 11/14/2017
B
New York 2/19/1999
B
California 1/10/2000
IA
New York 9/3/2021
IA
California 4/22/2021
B
Oregon 4/28/2015
B
Delaware 5/23/2023
B
Pennsylvania 8/3/1993
IA
Delaware 6/2/2023
IA
Pennsylvania 3/8/2013
B
Florida 4/19/1999
B
South Carolina 4/23/2015
IA
Florida 3/11/2013
IA
South Carolina 4/27/2015
B
Maine 2/14/2019
B
Texas 7/22/2021
IA
Maine 2/19/2019
IA
Texas 7/22/2021
B
Massachusetts 1/14/2011
B
Virginia 6/18/2014
B
New Jersey 7/24/1984
IA
Virginia 6/25/2014
IA
New Jersey 7/29/2002
B
Washington 11/6/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EQUITABLE ADVISORS, LLC (CRD#:6627)
90 WOODBRIDGE CENTER DRIVE 7TH FLOOR, WOODBRIDGE, NJ 07095
Registered with this firm since 7/29/2002
B
EQUITABLE ADVISORS, LLC (CRD#:6627)
90 WOODBRIDGE CENTER DRIVE 7TH FLOOR, WOODBRIDGE, NJ 07095
Registered with this firm since 2/18/1982
Previous Registration(s)
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B
 02/18/1982 - 01/05/2000 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
 02/09/1983 - 03/15/1983 H. C. COPELAND AND ASSOCIATES EQUITIES, INC. (CRD#:7447)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.