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Detailed Report
CHARLES MICHAEL KIEHN
CRD#: 1025792
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 800 WEST MAIN STREET
SUITE 1260 (12TH FLOOR)
BOISE, ID 83702
Registration History
1985199019952000200520102015202020252 FIRMS2009 - 2014 (5 years)2 FIRMS2014 - Present (10 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1981 - 2009 (27 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2009 (3 years)
License(s)

State Registrations

B
Alaska 6/1/2021
B
Montana 10/24/2014
B
Arizona 10/24/2014
B
Nebraska 10/24/2014
B
California 10/24/2014
B
New York 7/29/2019
B
Florida 10/27/2014
B
Oregon 2/24/2017
B
Idaho 10/24/2014
B
Texas 8/11/2021
IA
Idaho 10/24/2014
IA
Texas 8/11/2021
B
Kansas 1/29/2021
B
Washington 10/24/2014
B
Michigan 9/29/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
800 WEST MAIN STREET SUITE 1260 (12TH FLOOR), BOISE, ID 83702
Registered with this firm since 10/24/2014
B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
800 WEST MAIN STREET SUITE 1260 (12TH FLOOR), BOISE, ID 83702
Registered with this firm since 10/24/2014
Previous Registration(s)
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IA
 01/16/2009 - 10/27/2014 WEDBUSH SECURITIES INC. (CRD#:877) BOISE, ID
B
 01/16/2009 - 10/27/2014 WEDBUSH SECURITIES INC. (CRD#:877) BOISE, ID
IA
 04/11/2005 - 01/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
B
 12/24/1981 - 01/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOISE, ID
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.