Individual Firm
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CHARLES MICHAEL KIEHN
CRD#: 1025792
IA
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STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 800 WEST MAIN STREET
SUITE 1260 (12TH FLOOR)
BOISE, ID 83702
SUITE 1260 (12TH FLOOR)
BOISE, ID 83702
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Disclosures
43
Years of Experience
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State Registrations
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Alaska 6/1/2021
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Montana 10/24/2014
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Arizona 10/24/2014
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Nebraska 10/24/2014
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California 10/24/2014
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New York 7/29/2019
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Florida 10/27/2014
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Oregon 2/24/2017
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Idaho 10/24/2014
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Texas 8/11/2021
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Idaho 10/24/2014
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Texas 8/11/2021
B
Kansas 1/29/2021
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Washington 10/24/2014
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Michigan 9/29/2021
SRO Registrations
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Registered with this firm since 10/24/2014
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Registered with this firm since 10/24/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/16/2009 - 10/27/2014 | BOISE, ID | |
B | 01/16/2009 - 10/27/2014 | BOISE, ID | |
IA | 04/11/2005 - 01/20/2009 | BOISE, ID | |
B | 12/24/1981 - 01/20/2009 | BOISE, ID |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.