Individual Firm
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MIRIAM LERDO
CRD#: 1025786
IA
B
MORGAN STANLEYCRD#: 149777 20 Linden Place
Red Bank, NJ 07701
Red Bank, NJ 07701
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2/11/2016
Financial
Final
State Registrations
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Arizona 7/13/2010
B
New Hampshire 7/13/2010
B
California 7/13/2010
B
New Jersey 6/1/2009
B
Colorado 7/13/2010
IA
New Jersey 6/1/2009
B
Connecticut 7/13/2010
B
New York 6/1/2009
B
Delaware 11/18/2024
B
North Carolina 7/13/2010
B
District of Columbia 7/13/2010
B
Ohio 12/16/2013
B
Florida 6/1/2009
B
Pennsylvania 7/13/2010
B
Hawaii 12/11/2024
B
South Carolina 9/7/2017
B
Illinois 7/13/2010
B
Tennessee 7/13/2010
B
Indiana 12/13/2013
B
Texas 6/1/2009
B
Kentucky 3/7/2025
IA
Texas 4/2/2020
B
Maine 1/19/2018
B
Utah 6/13/2022
B
Maryland 7/13/2010
B
Vermont 7/13/2010
B
Massachusetts 7/13/2010
B
Virginia 7/13/2010
B
Michigan 7/13/2010
B
Washington 3/2/2020
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 02/19/2008 - 06/01/2009 | RED BANK, NJ | |
B | 02/19/2008 - 06/01/2009 | RED BANK, NJ | |
IA | 01/13/2003 - 02/28/2008 | RED BANK, NJ | |
B | 12/23/1981 - 02/28/2008 | RED BANK, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.