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James Dale Mitchell Jr.
JAMES DALE MITCHELL JR, JAMES DALE MITCHELL, JIM MITCHELL
CRD#: 1025389
IA
B
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 Radford, VA
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 Radford, VA
0
Disclosures
42
Years of Experience
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State Registrations
B
Colorado 1/5/2021
B
Pennsylvania 6/2/2021
B
Connecticut 12/3/2019
B
South Carolina 9/29/2014
B
Florida 10/10/1988
IA
South Carolina 11/4/2014
IA
Florida 5/6/2009
B
South Dakota 2/17/2021
B
Georgia 1/6/2003
B
Texas 9/26/2006
B
Iowa 11/10/2006
B
Vermont 1/4/2007
B
Massachusetts 6/8/2017
B
Virginia 1/4/2007
B
Michigan 2/7/1994
IA
Virginia 9/25/2024
B
North Carolina 1/6/1993
B
Washington 8/21/2014
B
Ohio 9/2/2021
B
Wisconsin 12/5/2022
B
Oregon 6/9/2006
SRO Registrations
B
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IA
Registered with this firm since 5/6/2009
B
Registered with this firm since 10/1/1988
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/26/2005 - 10/10/2009 | TAMPA, FL | |
B | 12/23/1987 - 09/10/1988 | ||
B | 11/18/1985 - 08/31/1987 | ||
B | 12/15/1984 - 11/18/1985 | ||
B | 06/25/1982 - 11/30/1984 | ||
B | 12/24/1981 - 07/26/1982 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.