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MICHAEL JOHN LINGNER
MICHAEL J LINGNER
CRD#: 1024914
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MORGAN STANLEYCRD#: 149777 6340 Quadrangle Drive
Suite 300
CHAPEL HILL, NC 27517
Suite 300
CHAPEL HILL, NC 27517
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11/1/1997
Customer Dispute
Settled
6/10/1992
Customer Dispute
Settled
State Registrations
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Alabama 7/29/2022
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Nevada 2/20/2019
B
Alaska 8/1/2022
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New Hampshire 12/19/2022
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Arizona 11/17/2022
B
New Jersey 7/30/2015
B
Arkansas 2/15/2019
B
New Mexico 2/18/2019
B
California 6/1/2009
B
New York 12/16/2014
B
Colorado 11/14/2022
B
North Carolina 6/1/2009
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Connecticut 6/1/2009
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North Carolina 6/1/2009
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Delaware 11/30/2022
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North Dakota 2/15/2019
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District of Columbia 11/4/2022
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Ohio 9/27/2022
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Florida 6/1/2009
B
Oklahoma 11/30/2022
B
Georgia 2/22/2019
B
Oregon 1/19/2024
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Hawaii 8/22/2022
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Pennsylvania 7/12/2016
B
Idaho 11/18/2022
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Puerto Rico 2/21/2019
B
Illinois 4/25/2019
B
Rhode Island 3/1/2019
B
Indiana 2/18/2019
B
South Carolina 7/28/2016
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Iowa 9/15/2022
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South Dakota 2/15/2019
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Kansas 11/18/2022
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Tennessee 6/1/2009
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Kentucky 12/19/2022
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Texas 1/30/2014
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Louisiana 11/7/2022
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Texas 5/5/2020
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Maine 12/20/2022
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Utah 2/19/2019
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Maryland 12/20/2022
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Vermont 12/12/2022
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Massachusetts 7/17/2017
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Virgin Islands 3/25/2011
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Michigan 9/19/2022
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Virginia 10/29/2013
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Minnesota 7/11/2016
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Washington 2/15/2019
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Mississippi 2/19/2019
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West Virginia 11/21/2022
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Missouri 11/16/2022
B
Wisconsin 2/18/2019
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Montana 6/16/2021
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Wyoming 11/21/2022
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Nebraska 2/19/2019
SRO Registrations
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Registered with this firm since 6/1/2009
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Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/02/2008 - 06/01/2009 | DURHAM, NC | |
B | 05/02/2008 - 06/01/2009 | DURHAM, NC | |
IA | 09/19/2007 - 05/19/2008 | DURHAM, NC | |
B | 09/19/2007 - 05/19/2008 | DURHAM, NC | |
IA | 02/21/2003 - 09/24/2007 | DURHAM, NC | |
B | 02/21/2003 - 09/24/2007 | DURHAM, NC | |
IA | 06/21/2002 - 03/06/2003 | RALEIGH, NC | |
B | 06/15/2002 - 03/06/2003 | ST. LOUIS, MO | |
IA | 01/28/2002 - 06/21/2002 | RALEIGH, NC | |
B | 04/07/1997 - 06/15/2002 | CHARLOTTE, NC | |
B | 12/19/1985 - 04/16/1997 | WEEHAWKEN, NJ | |
B | 12/24/1981 - 12/26/1985 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.