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JOHN WILLIAM ABE
CRD#: 1024799
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 70 WEST MADISON STREET
SUITE 2500
CHICAGO, IL 60602
Registration History
1985199019952000200520102015202020252 FIRMS2007 - Present (17 years)BRYAN BECK & CO. (CRD# 3248)2002 - 2007 (5 years)BGRUNTAL & CO., L.L.C. (CRD# 372)1988 - 2002 (14 years)BMOSELEY SECURITIES CORPORATION (CRD# 7908)1981 - 1988 (6 years)IARYAN BECK & CO. (CRD# 3248)2004 - 2007 (2 years)
License(s)

State Registrations

B
Alabama 2/17/2009

B
Minnesota 4/24/2007

B
Alaska 6/20/2007

B
Missouri 4/24/2007

B
Arizona 4/24/2007

B
Montana 6/17/2014

B
Arkansas 4/24/2007

B
Nebraska 3/10/2021

B
California 4/24/2007

B
New Mexico 8/14/2014

B
Colorado 4/24/2007

B
North Carolina 4/24/2007

B
Connecticut 2/27/2020

B
Ohio 4/24/2007

B
Florida 4/24/2007

B
Oklahoma 12/13/2013

B
Georgia 9/7/2022

B
South Carolina 4/24/2007

B
Illinois 4/24/2007

B
Tennessee 9/18/2014

IA
Illinois 4/24/2007

B
Texas 4/24/2007

B
Indiana 4/24/2007

B
Utah 4/24/2007

B
Louisiana 4/24/2007

B
Virginia 2/17/2009

B
Maryland 4/24/2007

B
Washington 9/9/2015

B
Massachusetts 4/24/2007

B
Wisconsin 4/24/2007

B
Michigan 4/24/2007

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
70 WEST MADISON STREET SUITE 2500, CHICAGO, IL 60602
Registered with this firm since 4/24/2007

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
70 WEST MADISON STREET SUITE 2500, CHICAGO, IL 60602
Registered with this firm since 4/24/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/23/2004 - 04/24/2007 RYAN BECK & CO. (CRD#:3248) CHICAGO, IL
B
04/25/2002 - 04/24/2007 RYAN BECK & CO. (CRD#:3248) CHICAGO, IL
B
03/04/1988 - 04/29/2002 GRUNTAL & CO., L.L.C. (CRD#:372) NEW YORK, NY
B
12/24/1981 - 03/09/1988 MOSELEY SECURITIES CORPORATION (CRD#:7908)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.