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Detailed Report
Sandra M Martin-Stelmasek
SANDRA MARIA DEFELICE, SANDRA MARIA MARTIN, SANDRA MARIA MARTIN-STELMASEK, SANDRA MARIA STELMASEK
CRD#: 1024774
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 800 E COLORADO BLVD
PASADENA, CA 91101
Registration History
1985199019952000200520102015202020252 FIRMS2002 - Present (22 years)BUBS PAINEWEBBER INC. (CRD# 8174)1994 - 2002 (8 years)BBARABAN SECURITIES, INC. (CRD# 7659)1993 - 1994 (<1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1991 - 1994 (3 years)BLEHMAN BROTHERS INC. (CRD# 7506)1989 - 1991 (1 year)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1987 - 1989 (2 years)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1985 - 1987 (2 years)BTHE SEIDLER COMPANIES INCORPORATED (CRD# 3911)1982 - 1985 (3 years)BMORGAN, OLMSTEAD, KENNEDY & GA... (CRD# 595)1982 - 1983 (<1 year)IAUBS PAINEWEBBER INC. (CRD# 8174)1997 - 2002 (5 years)
License(s)

State Registrations

B
California 7/31/2002
B
Massachusetts 2/2/2016
IA
California 11/29/2002

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 E COLORADO BLVD, PASADENA, CA 91101
Registered with this firm since 11/29/2002
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
800 E COLORADO BLVD, PASADENA, CA 91101
Registered with this firm since 7/31/2002
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 07/08/1997 - 07/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) PASADENA, CA
B
 04/11/1994 - 07/01/2002 UBS PAINEWEBBER INC. (CRD#:8174) WEEHAWKEN, NJ
B
 07/10/1993 - 05/10/1994 BARABAN SECURITIES, INC. (CRD#:7659) LOS ANGELES, CA
B
 01/25/1991 - 01/28/1994 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 09/21/1989 - 02/12/1991 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
 03/04/1987 - 09/23/1989 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471) NEW YORK, NY
B
 03/15/1985 - 03/18/1987 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209)
B
 01/25/1982 - 02/26/1985 THE SEIDLER COMPANIES INCORPORATED (CRD#:3911)
B
 12/13/1982 - 01/14/1983 MORGAN, OLMSTEAD, KENNEDY & GARDNER, INCORPORATED (CRD#:595)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.