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JONATHAN ARTHUR RICHARDS
CRD#: 1024642
IA
Investment Adviser
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Previous Broker
ROBERTSON OPPORTUNITY CAPITAL, LLCCRD#: 118484 8117 PRESTON ROAD
SUITE 675
DALLAS, TX 75225
Registration History
198519901995200020052010201520202025IAROBERTSON OPPORTUNITY CAPITAL, LLC (CRD# 118484)2016 - Present (8 years)BGAR WOOD SECURITIES, LLC (CRD# 138033)2015 - 2016 (<1 year)BCOMMERCE STREET CAPITAL, LLC (CRD# 143797)2014 - 2015 (<1 year)BEDI FINANCIAL, INC. (CRD# 15699)2007 - 2009 (2 years)BBURCH CAPITAL MANAGEMENT, INC. (CRD# 28095)2005 - 2006 (1 year)BRBC DAIN RAUSCHER INC. (CRD# 31194)1998 - 2004 (6 years)BWESSELS, ARNOLD & HENDERSON, L... (CRD# 17914)1996 - 1998 (1 year)BBURCH CAPITAL MANAGEMENT, INC. (CRD# 28095)1994 - 1996 (1 year)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1989 - 1992 (3 years)BWILLIAM O'NEIL & COMPANY, INCO... (CRD# 894)1989 - 1989 (<1 year)BWILLIAM K. WOODRUFF & COMPANY ... (CRD# 10324)1986 - 1988 (1 year)BWEBER, HALL, SALE & ASSOCIATES (CRD# 876)1982 - 1986 (4 years)IADOUBLE HORN GENPAR, INC. (CRD# 135157)2005 - 2010 (4 years)IADOUBLE HORN FUND MANAGEMENT (CRD# 133671)2005 - 2005 (<1 year)
License(s)

State Registrations

IA
Texas 4/25/2016

Current Registration(s)
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ROBERTSON OPPORTUNITY CAPITAL, LLC (CRD#:118484)
8117 PRESTON ROAD SUITE 675, DALLAS, TX 75225
Registered with this firm since 4/25/2016

Previous Registration(s)
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07/22/2015 - 04/13/2016 GAR WOOD SECURITIES, LLC (CRD#:138033) Dallas, TX
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08/13/2014 - 05/05/2015 COMMERCE STREET CAPITAL, LLC (CRD#:143797) DALLAS, TX
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07/20/2005 - 05/25/2010 DOUBLE HORN GENPAR, INC. (CRD#:135157) AUSTIN, TX
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01/03/2007 - 09/09/2009 EDI FINANCIAL, INC. (CRD#:15699)
FINRA expelled the firm on 06/01/2017
IRVING, TX
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01/25/2005 - 12/31/2006 BURCH CAPITAL MANAGEMENT, INC. (CRD#:28095) AUSTIN, TX
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03/10/2005 - 12/02/2005 DOUBLE HORN FUND MANAGEMENT (CRD#:133671) AUSTIN, TX
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04/06/1998 - 11/11/2004 RBC DAIN RAUSCHER INC. (CRD#:31194) NEW YORK, NY
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07/02/1996 - 04/06/1998 WESSELS, ARNOLD & HENDERSON, L.L.C. (CRD#:17914) MINNEAPOLIS, MN
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08/26/1994 - 07/08/1996 BURCH CAPITAL MANAGEMENT, INC. (CRD#:28095) DALLAS, TX
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11/08/1989 - 12/02/1992 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
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02/16/1989 - 10/30/1989 WILLIAM O'NEIL & COMPANY, INCORPORATED (CRD#:894) BOSTON, MA
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09/04/1986 - 01/04/1988 WILLIAM K. WOODRUFF & COMPANY INCORPORATED (CRD#:10324)
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01/21/1982 - 09/03/1986 WEBER, HALL, SALE & ASSOCIATES (CRD#:876)
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Disclosures
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