Individual Firm
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GUY FRANK GALLO
CRD#: 1024203
IA
B
WITHUM WEALTH MANAGEMENTCRD#: 158332 47 RECKLESS PLACE
RED BANK, NJ 07701
RED BANK, NJ 07701
0
Disclosures
43
Years of Experience
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State Registrations
IA
New Jersey 10/4/2021
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Registered with this firm since 10/4/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/15/2005 - 12/31/2021 | LITTLE SILVER, NJ | |
B | 10/11/1989 - 12/31/2021 | little silver, NJ | |
IA | 08/28/2007 - 10/05/2021 | LITTLE SILVER, NJ | |
B | 09/15/1989 - 11/09/1989 | NEW YORK, NY | |
B | 02/11/1982 - 09/15/1989 | NEW YORK, NY | |
B | 01/25/1982 - 03/23/1982 |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.