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DEBRA WALLACH
DEBRA SHERYL WALLACH
CRD#: 1023895
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 266 MERRICK RD
LYNBROOK, NY 11563
Registration History
198519901995200020052010201520202025IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2018 - Present (7 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2017 - Present (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2009 - 2017 (8 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2005 - 2009 (3 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2003 - 2005 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 2002 (19 years)BHAAS SECURITIES CORPORATION (CRD# 2104)1982 - 1982 (<1 year)
Disclosure(s)
View By:
4/13/1999
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 3/16/2020

B
New Jersey 10/10/2017

B
Arkansas 9/15/2022

B
New Mexico 12/2/2022

B
California 10/10/2017

B
New York 10/10/2017

B
Colorado 10/11/2017

IA
New York 6/18/2021

B
Connecticut 10/10/2017

B
North Carolina 10/12/2017

B
Delaware 3/17/2020

B
North Dakota 7/9/2019

B
District of Columbia 5/15/2019

B
Ohio 10/11/2017

B
Florida 10/10/2017

B
Oregon 6/3/2021

B
Georgia 7/9/2019

B
Pennsylvania 10/11/2017

B
Hawaii 3/17/2020

B
Rhode Island 3/17/2020

B
Illinois 7/9/2019

B
South Carolina 10/11/2017

B
Indiana 6/18/2024

B
Tennessee 2/2/2018

B
Louisiana 7/9/2019

B
Texas 10/11/2017

B
Maine 10/11/2017

IA
Texas 1/12/2018

B
Maryland 10/11/2017

B
Vermont 7/9/2019

B
Massachusetts 10/11/2017

B
Virginia 7/2/2018

B
Michigan 3/17/2020

B
Washington 6/1/2022

B
Mississippi 10/11/2017

B
West Virginia 5/1/2023

B
Nevada 10/11/2017

B
Wisconsin 3/17/2020

B
New Hampshire 3/17/2020

B
Wyoming 9/16/2024

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Registered with this firm since 1/12/2018

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
266 MERRICK RD, LYNBROOK, NY 11563
Registered with this firm since 10/10/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
B
01/28/2009 - 10/05/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
03/22/2005 - 02/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) GARDEN CITY, NY
B
08/25/2003 - 03/16/2005 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) NEW YORK, NY
B
08/30/1982 - 05/13/2002 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
01/05/1982 - 08/17/1982 HAAS SECURITIES CORPORATION (CRD#:2104)
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.