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MARY COLLEEN WRIGHT
MARY COLLEEN LEAKE
CRD#: 1023579
IA
B
MORGAN STANLEYCRD#: 149777 1800 Broadway
Suite 120
Boulder, CO 80302
Suite 120
Boulder, CO 80302
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12/5/2011
Customer Dispute
Settled
7/20/1998
Employment Separation After Allegations
State Registrations
B
Alabama 9/12/2023
B
Nebraska 12/22/2020
B
Alaska 6/1/2009
B
Nevada 6/1/2009
B
Arizona 6/1/2009
B
New Jersey 6/1/2009
IA
Arizona 6/19/2018
B
New Mexico 6/1/2009
B
California 6/1/2009
B
New York 6/1/2009
B
Colorado 6/1/2009
B
North Carolina 6/1/2009
IA
Colorado 6/1/2009
B
Ohio 6/1/2009
B
Connecticut 5/18/2022
B
Oklahoma 8/15/2022
B
District of Columbia 6/25/2013
B
Oregon 6/1/2009
B
Florida 6/1/2009
B
Pennsylvania 10/14/2014
B
Georgia 5/18/2022
B
South Carolina 6/1/2009
B
Hawaii 6/1/2009
B
South Dakota 6/1/2009
B
Idaho 11/4/2014
B
Tennessee 1/25/2012
B
Illinois 6/1/2009
B
Texas 6/1/2009
B
Indiana 6/1/2009
IA
Texas 6/1/2009
B
Iowa 7/17/2021
B
Utah 6/1/2009
B
Louisiana 2/7/2024
B
Vermont 1/22/2014
B
Maryland 6/1/2009
B
Virgin Islands 5/20/2022
B
Massachusetts 9/4/2012
B
Virginia 6/1/2009
B
Michigan 6/1/2009
B
Washington 6/1/2009
B
Minnesota 5/13/2019
B
Wisconsin 5/6/2020
B
Missouri 5/18/2022
B
Wyoming 1/14/2010
B
Montana 6/1/2009
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/02/2007 - 06/01/2009 | BOULDER, CO | |
B | 04/02/2007 - 06/01/2009 | BOULDER, CO | |
IA | 05/17/1999 - 04/02/2007 | BOULDER, CO | |
B | 10/06/1998 - 04/02/2007 | BOULDER, CO | |
B | 05/11/1984 - 08/03/1998 | NEW YORK, NY | |
B | 05/24/1982 - 06/08/1984 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.