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RICHARD HERBERT NELSON
CRD#: 1023396
IA
Investment Adviser
B
Broker
CENTAURUS FINANCIAL, INC.CRD#: 30833 3465 CAMINO DEL RIO SOUTH
SUITE #250
SAN DIEGO, CA 92108
Registration History
1985199019952000200520102015202020252 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BWORKMAN SECURITIES CORPORATION (CRD# 31898)1999 - 2011 (12 years)BSIGNATOR INVESTORS, INC. (CRD# 468)1993 - 1999 (5 years)BJOHN HANCOCK MUTUAL LIFE INSUR... (CRD# 5181)1993 - 1997 (3 years)BGREEN HILL FINANCIAL SERVICE C... (CRD# 4882)1983 - 1993 (10 years)IAWORKMAN SECURITIES CORPORATION (CRD# 31898)2006 - 2011 (4 years)IAWORKMAN SECURITIES ADVISORY SE... (CRD# 31898)2006 - 2006 (<1 year)
License(s)

State Registrations

B
Arizona 1/2/2018

B
Idaho 10/7/2020

B
California 10/29/2012

B
Minnesota 2/11/2015

IA
California 10/30/2012

B
Nevada 10/3/2013

B
Colorado 11/21/2019

B
Washington 3/4/2019

B
Florida 1/26/2021

IA
Washington 3/5/2019

B
Hawaii 3/27/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CENTAURUS FINANCIAL, INC. (CRD#:30833)
3465 CAMINO DEL RIO SOUTH SUITE #250, SAN DIEGO, CA 92108
Registered with this firm since 10/30/2012

B
CENTAURUS FINANCIAL, INC. (CRD#:30833)
3465 CAMINO DEL RIO SOUTH SUITE #250, SAN DIEGO, CA 92108
Registered with this firm since 10/29/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/17/2011 - 11/14/2012 QUESTAR ASSET MANAGEMENT, INC. (CRD#:133358) MINNEAPOLIS, MN
B
06/17/2011 - 11/14/2012 QUESTAR CAPITAL CORPORATION (CRD#:43100) SAN DIEGO, CA
IA
11/22/2006 - 06/17/2011 WORKMAN SECURITIES CORPORATION (CRD#:31898) SAN DIEGO, CA
B
02/19/1999 - 06/17/2011 WORKMAN SECURITIES CORPORATION (CRD#:31898) SAN DIEGO, CA
IA
09/08/2006 - 10/02/2006 WORKMAN SECURITIES ADVISORY SERVICES (CRD#:31898) SAN DIEGO, CA
B
10/22/1993 - 02/22/1999 SIGNATOR INVESTORS, INC. (CRD#:468) BOSTON, MA
B
10/22/1993 - 05/01/1997 JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (CRD#:5181) BOSTON, MA
B
02/14/1983 - 10/22/1993 GREEN HILL FINANCIAL SERVICE CORPORATION (CRD#:4882)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.