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ERIC ROCKLAND THORNLOW
ROCK THORNLOW
CRD#: 1023156
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 340 E MAIN ST, STE 220
SPARTANBURG, SC 29302
Registration History
1985199019952000200520102015202020252 FIRMS2002 - Present (22 years)BWACHOVIA SECURITIES, INC. (CRD# 431)1994 - 2002 (8 years)BNATIONSSECURITIES (CRD# 32542)1993 - 1994 (<1 year)BNATIONSBANC SECURITIES, INC. (CRD# 16361)1987 - 1993 (6 years)BNCNB SC SECURITIES, INC. (CRD# 17347)1986 - 1987 (<1 year)BSMITH BARNEY, HARRIS UPHAM & C... (CRD# 7059)1982 - 1982 (<1 year)
License(s)

State Registrations

B
Alabama 9/12/2023

B
New Mexico 5/7/2024

B
Arkansas 5/7/2024

B
New York 8/14/2023

B
California 1/7/2005

B
North Carolina 6/15/2002

B
Colorado 12/22/2021

B
Ohio 6/21/2013

B
Connecticut 9/29/2023

B
Oklahoma 5/7/2024

B
Delaware 11/10/2021

B
Oregon 5/29/2024

B
District of Columbia 5/7/2024

B
Pennsylvania 7/7/2015

B
Florida 6/15/2002

B
South Carolina 6/15/2002

B
Georgia 6/15/2002

IA
South Carolina 6/15/2002

B
Illinois 5/7/2024

B
Tennessee 6/15/2002

B
Indiana 6/15/2002

B
Texas 1/19/2021

B
Kentucky 12/20/2011

IA
Texas 1/21/2021

B
Maryland 6/4/2024

B
Utah 5/7/2024

B
Massachusetts 5/7/2024

B
Vermont 5/7/2024

B
Michigan 5/7/2024

B
Virginia 6/15/2002

B
Mississippi 4/3/2020

B
Washington 5/17/2024

B
Nebraska 8/30/2024

B
Wisconsin 5/7/2024

B
New Jersey 5/7/2024

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
340 E MAIN ST, STE 220, SPARTANBURG, SC 29302
Spartanburg, SC
Registered with this firm since 6/15/2002

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
340 E MAIN ST, STE 220, SPARTANBURG, SC 29302
Spartanburg, SC
Registered with this firm since 6/15/2002

Previous Registration(s)
th hidden textth hidden textNameLocation
B
03/01/1994 - 06/15/2002 WACHOVIA SECURITIES, INC. (CRD#:431) CHARLOTTE, NC
B
06/07/1993 - 03/03/1994 NATIONSSECURITIES (CRD#:32542)
B
05/01/1987 - 06/07/1993 NATIONSBANC SECURITIES, INC. (CRD#:16361) BOSTON, MA
B
10/10/1986 - 05/01/1987 NCNB SC SECURITIES, INC. (CRD#:17347)
B
02/25/1982 - 06/02/1982 SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (CRD#:7059)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.