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JACK BROCK CIMA
CRD#: 1023079
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 ESCONDIDO, CA
CETERA ADVISOR NETWORKS LLCCRD#: 13572 ESCONDIDO, CA
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - Present (3 years)BVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2004 - 2021 (17 years)BNYLIFE DISTRIBUTORS LLC (CRD# 35350)2000 - 2020 (20 years)BLOCUST STREET SECURITIES, INC. (CRD# 1703)2002 - 2004 (2 years)BBMA FINANCIAL SERVICES, INC. (CRD# 7943)1995 - 2002 (6 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1985 - 1995 (10 years)BMUTUAL BENEFIT FINANCIAL SERVI... (CRD# 4882)1982 - 1985 (3 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2021 - 2023 (2 years)IAVOYA FINANCIAL ADVISORS, INC. (CRD# 2882)2015 - 2021 (5 years)IAING FINANCIAL PARTNERS, INC (CRD# 2882)2004 - 2013 (9 years)IALOCUST STREET SECURITIES, INC. (CRD# 1703)2003 - 2004 (<1 year)
License(s)

State Registrations

B
Arizona 6/9/2021

B
Oregon 8/1/2023

B
California 6/9/2021

B
Texas 6/9/2021

IA
California 6/29/2023

IA
Texas 6/29/2023

B
Colorado 6/9/2021

B
Utah 6/9/2021

B
Florida 6/10/2021

B
Virginia 8/1/2023

B
Nevada 10/4/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
ESCONDIDO, CA
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
ESCONDIDO, CA
Registered with this firm since 6/9/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/09/2021 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
11/25/2015 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) ESCONDIDO, CA
B
01/01/2004 - 06/09/2021 VOYA FINANCIAL ADVISORS, INC. (CRD#:2882) ESCONDIDO, CA
B
03/28/2000 - 09/09/2020 NYLIFE DISTRIBUTORS LLC (CRD#:35350) JERSEY CITY, NJ
IA
01/01/2004 - 12/31/2013 ING FINANCIAL PARTNERS, INC (CRD#:2882) ESCONDIDO, CA
IA
12/04/2003 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) SAN DIEGO, CA
B
01/01/2002 - 01/01/2004 LOCUST STREET SECURITIES, INC. (CRD#:1703) DES MOINES, IA
B
11/29/1995 - 01/01/2002 BMA FINANCIAL SERVICES, INC. (CRD#:7943) KANSAS CITY, MO
B
10/01/1985 - 11/22/1995 MML INVESTORS SERVICES, INC. (CRD#:10409) SPRINGFIELD, MA
B
03/11/1982 - 10/03/1985 MUTUAL BENEFIT FINANCIAL SERVICE COMPANY (CRD#:4882)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.