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LEONARD CARLEY BOWERS III
LEO BOWERS, LEONARD CARLEY BOWERS
CRD#: 1022964
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 14755 N OUTER 40 RD
STE 500
CHESTERFIELD, MO 63017
Registration History
1985199019952000200520102015202020252 FIRMS2007 - 2015 (8 years)2 FIRMS2015 - Present (9 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1993 - 2007 (13 years)BLEHMAN BROTHERS INC. (CRD# 7506)1987 - 1993 (5 years)BE. F. HUTTON & COMPANY INC (CRD# 235)1983 - 1987 (4 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1981 - 1983 (1 year)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)1995 - 2007 (11 years)
License(s)

State Registrations

B
Arizona 9/25/2015

IA
Missouri 9/25/2015

B
Arkansas 9/25/2015

B
Montana 11/3/2015

B
California 9/25/2015

B
Nebraska 12/15/2023

B
Colorado 9/25/2015

B
New York 9/6/2023

B
Florida 9/25/2015

B
Oklahoma 6/22/2016

B
Idaho 9/25/2015

B
South Carolina 9/6/2023

B
Illinois 9/25/2015

B
Tennessee 9/25/2015

B
Iowa 6/21/2017

B
Texas 9/25/2015

B
Kansas 9/6/2023

IA
Texas 9/25/2015

B
Maryland 9/6/2023

B
Utah 7/7/2023

B
Massachusetts 9/6/2023

B
Virginia 9/25/2015

B
Minnesota 9/25/2015

B
West Virginia 1/10/2024

B
Missouri 9/25/2015

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
14755 N OUTER 40 RD STE 500, CHESTERFIELD, MO 63017
Manchester, MO
Registered with this firm since 9/25/2015

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
14755 N OUTER 40 RD STE 500, CHESTERFIELD, MO 63017
Manchester, MO
Registered with this firm since 9/25/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/02/2007 - 10/06/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) CHESTERFIELD, MO
B
06/08/2007 - 10/06/2015 WELLS FARGO ADVISORS, LLC (CRD#:19616) CHESTERFIELD, MO
IA
11/01/1995 - 06/26/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLAYTON, MO
B
07/31/1993 - 06/26/2007 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CLAYTON, MO
B
11/10/1987 - 07/31/1993 LEHMAN BROTHERS INC. (CRD#:7506) NEW YORK, NY
B
10/25/1983 - 11/30/1987 E. F. HUTTON & COMPANY INC (CRD#:235)
B
12/11/1981 - 10/24/1983 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471)
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.