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Detailed Report
PHILLIP JOHN WILLIAM MILES
CRD#: 1022224
IA
Investment Adviser
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Previous Broker
PENNSYLVANIA ADVISORY SERVICES, INC.CRD#: 298812 HARRISBURG, PA
Registration History
1985199019952000200520102015202020252 FIRMS1989 - 1991 (1 year)IAPENNSYLVANIA ADVISORY SERVICES... (CRD# 298812)2018 - Present (6 years)BINTERSECURITIES, INC. (CRD# 16164)2003 - 2004 (1 year)BPRUCO SECURITIES CORPORATION (CRD# 5685)1991 - 2002 (10 years)BTHE PRUDENTIAL INSURANCE COMPA... (CRD# 680)1991 - 1993 (2 years)BCHUBB SECURITIES CORPORATION (CRD# 3870)1982 - 1989 (7 years)
Disclosure(s)
View By:
6/2/2005
Regulatory
Final
10/19/1998
Regulatory
Final
License(s)

State Registrations

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Florida 5/23/2019
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Texas 11/1/2019
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Pennsylvania 11/16/2018
Current Registration(s)
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PENNSYLVANIA ADVISORY SERVICES, INC. (CRD#:298812)
HARRISBURG, PA
Registered with this firm since 11/16/2018
Previous Registration(s)
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 11/13/2003 - 11/03/2004 INTERSECURITIES, INC. (CRD#:16164) PHILADELPHIA, PA
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 11/05/1991 - 02/01/2002 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
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 11/05/1991 - 12/10/1993 THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (CRD#:680) NEWARK, NJ
B
 11/28/1989 - 09/20/1991 AMERICAN EXPRESS FINANCIAL ADVISORS INC. (CRD#:6363) MINNEAPOLIS, MN
B
 11/28/1989 - 09/20/1991 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
B
 04/29/1982 - 12/19/1989 CHUBB SECURITIES CORPORATION (CRD#:3870) FORT WAYNE, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.