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WILLIAM WALTER ZUREK
CRD#: 1022050
IA
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OSAIC WEALTH, INC.CRD#: 23131 324 FOXFIRE DR
LAKE ZURICH, IL 60047
LAKE ZURICH, IL 60047
View By:
1/31/2000
Customer Dispute
Closed-No Action
State Registrations
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Illinois 1/19/2024
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Wisconsin 1/19/2024
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Illinois 1/19/2024
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Wisconsin 1/19/2024
SRO Registrations
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Registered with this firm since 1/19/2024
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Registered with this firm since 1/19/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/08/2017 - 01/19/2024 | LAKE ZURICH, IL | |
B | 08/07/2017 - 01/19/2024 | LAKE ZURICH, IL | |
IA | 07/23/2015 - 08/10/2017 | UNION GROVE, WI | |
B | 07/20/2015 - 08/10/2017 | UNION GROVE, WI | |
IA | 11/29/2010 - 07/22/2015 | UNION GROVE, WI | |
B | 07/13/2010 - 07/22/2015 | UNION GROVE, WI | |
B | 05/01/2007 - 06/16/2010 | MOUNT PROSPECT, IL | |
IA | 09/06/2006 - 04/30/2007 | MOUNT PROSPECT, IL | |
B | 09/06/2006 - 04/30/2007 | MOUNT PROSPECT, IL | |
IA | 05/16/2006 - 09/29/2006 | ROLLING MEADOWS, IL | |
B | 05/12/2006 - 09/29/2006 | ROLLING MEADOWS, IL | |
B | 12/08/2005 - 05/08/2006 | BUFFALO GROVE, IL | |
B | 10/27/2005 - 12/02/2005 | CLEVELAND, OH | |
IA | 05/31/2002 - 12/19/2003 | SCHAUMBURG, IL | |
B | 05/31/2002 - 12/19/2003 | WEEHAWKEN, NJ | |
IA | 12/26/2000 - 06/28/2002 | BARRINGTON, IL | |
B | 04/09/1997 - 06/28/2002 | ST. LOUIS, MO | |
B | 11/21/1991 - 03/11/1997 | LONG ISLAND CITY, NY | |
B | 01/25/1991 - 12/31/1994 | ||
B | 11/21/1988 - 12/31/1990 | APPLETON, WI | |
B | 10/21/1987 - 10/18/1988 | ||
B | 11/27/1984 - 08/02/1985 | ||
B | 09/08/1983 - 02/06/1985 | ||
B | 12/10/1981 - 08/30/1983 |
MOUNT PROSPECT, IL
05/01/2007 - 06/16/2010
MOUNT PROSPECT, IL
09/06/2006 - 04/30/2007
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.