Individual Firm
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MARK W VANNATTA
MARK WESLEY VANNATTA
CRD#: 1021911
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 5280 CARROLL CANYON ROAD
SUITE 300
SAN DIEGO, CA 92121
SUITE 300
SAN DIEGO, CA 92121
0
Disclosures
42
Years of Experience
View By:
State Registrations
B
Arizona 6/7/2017
IA
Idaho 5/6/2022
IA
Arizona 6/8/2017
B
New York 7/3/2019
B
Arkansas 2/8/2023
IA
New York 4/16/2021
IA
Arkansas 2/8/2023
B
Ohio 12/16/2004
B
California 9/1/2004
IA
Ohio 6/29/2011
IA
California 9/2/2004
B
Oklahoma 7/15/2024
B
Florida 3/18/2020
B
Oregon 8/1/2020
IA
Florida 12/22/2020
IA
Oregon 8/12/2020
B
Georgia 10/28/2021
B
Rhode Island 6/28/2023
IA
Georgia 10/29/2021
B
Texas 11/9/2004
B
Hawaii 6/8/2006
IA
Texas 2/15/2011
IA
Hawaii 6/22/2006
B
Washington 1/4/2016
B
Idaho 4/22/2021
IA
Washington 1/4/2016
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/2/2004
B
Registered with this firm since 9/1/2004
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/15/2003 - 08/12/2004 | SAN DIEGO, CA | |
IA | 07/11/2003 - 08/02/2004 | SAN DIEGO, CA | |
B | 07/08/2002 - 08/02/2004 | CONSHOHOCKEN, PA | |
B | 02/07/2002 - 06/20/2002 | NEW YORK, NY | |
B | 09/16/1991 - 03/26/2002 | NEW YORK, NY | |
B | 09/13/1989 - 06/03/1991 | SPRINGFIELD, MA | |
B | 06/03/1982 - 05/26/1989 | ||
B | 03/15/1982 - 05/26/1989 |
SAN DIEGO, CA
09/15/2003 - 08/12/2004
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.