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Registration History
1985199019952000200520102015202020252 FIRMS2003 - 2013 (10 years)2 FIRMS2013 - Present (11 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1983 - 2003 (20 years)BTHE EQUITABLE LIFE ASSURANCE S... (CRD# 4039)1982 - 1983 (1 year)IAPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)2002 - 2003 (<1 year)
Disclosure(s)
View By:
7/21/2015
Customer Dispute
Denied
12/1/2008
Customer Dispute
Denied
10/1/1991
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 10/7/2013

B
New Hampshire 7/15/2021

B
California 9/20/2013

B
New Jersey 9/20/2013

B
Colorado 4/5/2022

IA
New Jersey 9/20/2013

B
Connecticut 9/20/2013

B
New Mexico 11/12/2013

B
District of Columbia 9/20/2013

B
New York 9/20/2013

B
Florida 9/20/2013

B
North Carolina 11/22/2016

B
Georgia 10/8/2013

B
Oklahoma 7/22/2014

B
Indiana 3/18/2022

B
Oregon 1/4/2017

B
Kansas 6/28/2023

B
Pennsylvania 10/8/2013

B
Maine 9/24/2013

B
South Carolina 9/20/2013

B
Maryland 9/20/2013

B
Texas 11/4/2013

B
Massachusetts 9/20/2013

IA
Texas 5/5/2020

B
Minnesota 12/24/2015

B
Utah 12/19/2023

B
Nevada 1/9/2019

B
Virginia 12/14/2016

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
200 Route 31 North, Flemington, NJ 08822
Registered with this firm since 9/20/2013

B
MORGAN STANLEY (CRD#:149777)
200 Route 31 North, Flemington, NJ 08822
Registered with this firm since 9/20/2013

Previous Registration(s)
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IA
07/01/2003 - 09/23/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) FLEMINGTON, NJ
B
07/01/2003 - 09/23/2013 WELLS FARGO ADVISORS, LLC (CRD#:19616) FLEMINGTON, NJ
IA
08/01/2002 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) FLEMINGTON, NJ
B
07/20/1983 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
B
01/20/1982 - 06/29/1983 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.