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CHARLES RICHARD RUTAN JR
JR CHARLES RICHARD RUTAN, RICK RUTAN JR, RICK RUTAN
CRD#: 1020747
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 21 KERCHEVAL AVE SUITE 200
GROSSE POINTE FARMS, MI 48236
CETERA ADVISORS LLCCRD#: 10299 21 KERCHEVAL AVE SUITE 200
GROSSE POINTE FARMS, MI 48236
Registration History
198519901995200020052010201520202025IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2004 - Present (21 years)BVESTAX SECURITIES CORPORATION (CRD# 10332)1991 - 2004 (12 years)BUSA FINANCIAL GROUP, INC. (CRD# 17819)1990 - 1990 (<1 year)BKORN, WOMACK, STERN AND ASSOCI... (CRD# 16933)1989 - 1989 (<1 year)BFIRST CHESAPEAKE SECURITIES CO... (CRD# 10517)1987 - 1988 (1 year)BTHE SAXON GROUP, INC. (CRD# 17611)1986 - 1987 (<1 year)BHERITAGE SECURITIES CORPORATION (CRD# 10517)1985 - 1986 (1 year)BMASSACHUSETTS MUTUAL LIFE INSU... (CRD# 2682)1983 - 1986 (3 years)BMUTUAL SERVICE CORPORATION (CRD# 4806)1983 - 1985 (2 years)IACETERA ADVISORS LLC (CRD# 10299)2010 - 2024 (13 years)
License(s)

State Registrations

B
Florida 2/22/2023

IA
Michigan 3/21/2024

B
Michigan 1/1/2004

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
21 KERCHEVAL AVE SUITE 200, GROSSE POINTE FARMS, MI 48236
Registered with this firm since 3/21/2024

B
CETERA ADVISORS LLC (CRD#:10299)
21 KERCHEVAL AVE SUITE 200, GROSSE POINTE FARMS, MI 48236
Registered with this firm since 1/1/2004

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/18/2010 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GROSSE POINTE FARMS, MI
B
03/15/1991 - 01/01/2004 VESTAX SECURITIES CORPORATION (CRD#:10332) HUDSON, OH
B
07/13/1990 - 12/31/1990 USA FINANCIAL GROUP, INC. (CRD#:17819)
B
02/24/1989 - 12/05/1989 KORN, WOMACK, STERN AND ASSOCIATES, INC. (CRD#:16933)
B
04/11/1987 - 12/31/1988 FIRST CHESAPEAKE SECURITIES CORPORATION (CRD#:10517)
B
08/01/1986 - 01/19/1987 THE SAXON GROUP, INC. (CRD#:17611)
B
04/02/1985 - 06/17/1986 HERITAGE SECURITIES CORPORATION (CRD#:10517)
B
05/25/1983 - 05/19/1986 MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY (CRD#:2682)
B
05/25/1983 - 05/02/1985 MUTUAL SERVICE CORPORATION (CRD#:4806)
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B
Broker
IA
Investment Adviser
Disclosures
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