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MICHAEL EARL GORTON
MICHAEL E GORTON, MIKE E GORTON
CRD#: 1019595
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 GRANGEVILLE, ID
Registration History
1985199019952000200520102015202020252 FIRMS2006 - Present (18 years)BA. G. EDWARDS & SONS, INC. (CRD# 4)1985 - 2006 (20 years)BSUTRO & CO. INCORPORATED (CRD# 801)1985 - 1985 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1981 - 1985 (3 years)IAA. G. EDWARDS & SONS, INC. (CRD# 4)1997 - 2006 (9 years)
Disclosure(s)
View By:
10/10/1995
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Arizona 11/3/2006

B
Montana 11/3/2006

B
California 11/3/2006

B
Nevada 8/2/2021

IA
California 11/3/2006

B
New York 11/3/2006

B
Colorado 4/25/2019

B
North Carolina 7/22/2021

B
Delaware 10/31/2016

B
Ohio 11/20/2019

B
District of Columbia 8/23/2013

B
Oregon 5/12/2010

B
Florida 11/3/2006

B
Pennsylvania 7/22/2021

B
Hawaii 1/3/2013

B
South Carolina 7/23/2021

B
Idaho 11/6/2006

B
South Dakota 6/4/2020

IA
Idaho 2/17/2011

IA
Texas 7/26/2011

B
Indiana 1/22/2019

B
Texas 8/8/2011

B
Maryland 6/28/2022

B
Virginia 7/26/2021

B
Massachusetts 12/24/2018

B
Washington 11/3/2006

B
Missouri 10/20/2016

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
GRANGEVILLE, ID
770 TAMALPAIS DR STE 400, CORTE MADERA, CA 94925
Registered with this firm since 11/3/2006

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
GRANGEVILLE, ID
770 TAMALPAIS DR STE 400, CORTE MADERA, CA 94925
Registered with this firm since 11/3/2006

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/08/1997 - 11/08/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN RAFAEL, CA
B
12/02/1985 - 11/08/2006 A. G. EDWARDS & SONS, INC. (CRD#:4) SAN RAFAEL, CA
B
08/05/1985 - 12/17/1985 SUTRO & CO. INCORPORATED (CRD#:801)
B
12/22/1981 - 08/26/1985 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.