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PHILIP HAMILTON BRICE
CRD#: 1019504
IA
B
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 124 VERDAE BLVD
SUITE 504
GREENVILLE, SC 29607
SUITE 504
GREENVILLE, SC 29607
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 124 VERDAE BLVD
SUITE 504
GREENVILLE, SC 29607
SUITE 504
GREENVILLE, SC 29607
0
Disclosures
43
Years of Experience
View By:
State Registrations
B
California 10/1/2024
B
South Carolina 10/1/2024
B
Colorado 10/1/2024
IA
South Carolina 10/3/2024
B
Florida 10/1/2024
B
Texas 10/1/2024
B
North Carolina 10/7/2024
IA
Texas 10/2/2024
SRO Registrations
B
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B
Registered with this firm since 12/9/2024
IA
Registered with this firm since 10/2/2024
B
Registered with this firm since 10/1/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/23/2018 - 10/03/2024 | Greenville, SC | |
B | 04/07/2009 - 10/03/2024 | GREENVILLE, SC | |
IA | 05/19/2014 - 03/25/2019 | GREENVILLE, SC | |
IA | 03/16/2009 - 03/28/2018 | GREENVILLE, SC | |
B | 04/26/2006 - 04/01/2009 | GREENVILLE, SC | |
IA | 04/26/2007 - 03/12/2009 | GREENVILLE, SC | |
IA | 04/26/2006 - 05/07/2007 | GREENVILLE, SC | |
IA | 06/05/2002 - 04/24/2006 | GREENVILLE, SC | |
B | 05/31/2002 - 04/24/2006 | ST. LOUIS, MO | |
B | 01/02/2002 - 06/11/2002 | NEW YORK, NY | |
B | 01/25/1982 - 01/02/2002 | ATLANTA, GA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.