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CHRISTOPHER STEPHEN SCOTT
CRD#: 1019176
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2150 HOLLOW BROOK DRIVE STE 210
COLORADO SPRINGS, CO 80918
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2150 HOLLOW BROOK DRIVE STE 210
COLORADO SPRINGS, CO 80918
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2015 (6 years)3 FIRMS2015 - 2017 (2 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - Present (7 years)BROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1990 - 2008 (17 years)BFSC SECURITIES CORPORATION (CRD# 7461)1988 - 1990 (2 years)BTHE GEORGETOWN GROUP, INC. (CRD# 10710)1982 - 1988 (5 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2017 - 2023 (5 years)IAROBERT D. THOMPSON, INC. (CRD# 113947)2015 - 2015 (<1 year)IAFINANCIAL DESIGN & MANAGEMENT,... (CRD# 113387)2008 - 2012 (4 years)IACSCOTT FINANCIAL, INC. (CRD# 114704)1999 - 2009 (10 years)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)1999 - 2008 (9 years)
Disclosure(s)
View By:
11/9/2015
Regulatory
Final
1/5/2015
Employment Separation After Allegations
License(s)

State Registrations

B
Arizona 11/1/2017

B
Montana 11/1/2017

B
California 11/1/2017

B
Nebraska 11/1/2017

B
Colorado 11/1/2017

B
Ohio 1/14/2020

IA
Colorado 6/29/2023

B
Texas 11/1/2017

B
Florida 1/15/2020

IA
Texas 6/29/2023

B
Massachusetts 1/29/2025

B
Wisconsin 11/1/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2150 HOLLOW BROOK DRIVE STE 210, COLORADO SPRINGS, CO 80918
Registered with this firm since 6/29/2023

B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2150 HOLLOW BROOK DRIVE STE 210, COLORADO SPRINGS, CO 80918
Registered with this firm since 11/1/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/07/2017 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) Colorado Springs, CO
IA
07/16/2015 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) Colorado Springs, CO
B
06/12/2015 - 11/01/2017 GIRARD SECURITIES, INC. (CRD#:18697) Colorado Springs, CO
IA
04/23/2015 - 06/06/2017 CSCOTT FINANCIAL, INC. (CRD#:113947) COLORADO SPRINGS, CO
IA
01/16/2015 - 02/10/2015 ROBERT D. THOMPSON, INC. (CRD#:113947) COLORADO SPRINGS, CO
IA
04/01/2008 - 01/07/2015 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) COLORADO SPRINGS, CO
B
04/01/2008 - 01/07/2015 GENEOS WEALTH MANAGEMENT, INC. (CRD#:120894) COLORADO SPRINGS, CO
IA
04/17/2008 - 08/23/2012 FINANCIAL DESIGN & MANAGEMENT, INC. (CRD#:113387) COLORADO SPRINGS, CO
IA
01/01/1999 - 12/31/2009 CSCOTT FINANCIAL, INC. (CRD#:114704) COLORADO SPRINGS, CO
IA
01/01/1999 - 04/24/2008 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) COLORADO SPRINGS, CO
B
12/17/1990 - 04/24/2008 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) COLORADO SPRINGS, CO
B
01/04/1988 - 12/20/1990 FSC SECURITIES CORPORATION (CRD#:7461) ATLANTA, GA
B
11/05/1982 - 01/07/1988 THE GEORGETOWN GROUP, INC. (CRD#:10710)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.