Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
PAUL ALAN GREEN
CRD#: 1018732
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 6801 SPRING CREEK ROAD STE 1A
ROCKFORD, IL 61114
Registration History
1985199019952000200520102015202020252 FIRMS1990 - Present (34 years)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1988 - 1990 (2 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1982 - 1988 (5 years)BIDS MARKETING CORPORATION (CRD# 6363)1981 - 1982 (<1 year)
License(s)

State Registrations

B
Alabama 1/22/2020
B
Missouri 1/16/2003
B
Arizona 9/10/1990
B
Nevada 11/30/2018
B
Arkansas 4/20/1993
B
New Jersey 7/26/1995
B
California 9/4/1990
B
New Mexico 6/14/2006
B
Colorado 7/17/1991
B
North Carolina 9/4/1990
B
Florida 9/4/1990
B
Ohio 9/4/1990
B
Georgia 5/20/1991
B
Oklahoma 12/10/2020
B
Idaho 7/14/2011
B
Oregon 10/18/2022
B
Illinois 9/4/1990
B
Pennsylvania 1/17/2023
IA
Illinois 6/12/1998
B
South Carolina 10/2/2017
B
Indiana 6/18/2004
B
South Dakota 9/7/1994
B
Iowa 9/4/1990
B
Tennessee 6/11/1998
B
Kansas 2/23/1999
B
Texas 9/4/1990
B
Kentucky 10/31/2018
B
Vermont 7/11/2007
B
Maryland 1/16/2003
B
Virginia 7/30/1991
B
Massachusetts 7/29/2024
B
Washington 4/1/2010
B
Michigan 9/4/1990
B
Wisconsin 9/4/1990
B
Minnesota 10/22/1991

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Registered with this firm since 9/4/1990
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
6801 SPRING CREEK ROAD STE 1A, ROCKFORD, IL 61114
Registered with this firm since 9/4/1990
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 03/08/1988 - 09/04/1990 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
B
 11/24/1982 - 03/22/1988 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
B
 12/18/1981 - 10/04/1982 IDS MARKETING CORPORATION (CRD#:6363)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.