• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
LOUIS S DONATO
LOUIS STEPHEN DONATO, LOUIS DONATO
CRD#: 1018240
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 125 HIGH ST
STE 1359A
BOSTON, MA 02110
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2012 - 2014 (2 years)2 FIRMS2019 - 2022 (2 years)2 FIRMS2022 - Present (2 years)BNYLIFE SECURITIES LLC (CRD# 5167)2014 - 2019 (4 years)BTRANSCEND CAPITAL (CRD# 104483)2010 - 2011 (1 year)BPAINEWEBBER INCORPORATED (CRD# 8174)1993 - 1995 (2 years)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)1982 - 1993 (10 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2016 - 2019 (3 years)
Disclosure(s)
View By:
1/30/1995
Regulatory
Final
License(s)

State Registrations

B
Arizona 4/11/2022

IA
New York 4/11/2022

B
Connecticut 4/11/2022

IA
Rhode Island 4/11/2022

B
Florida 4/11/2022

B
Rhode Island 4/26/2023

B
Kansas 9/20/2024

B
South Carolina 12/20/2022

B
Louisiana 12/20/2022

B
Texas 12/21/2022

B
Maryland 10/6/2023

B
Vermont 8/25/2022

B
Massachusetts 4/11/2022

B
Virginia 4/11/2022

B
New Hampshire 8/29/2022

B
Washington 2/3/2023

B
New York 4/11/2022

B
Wisconsin 12/15/2022

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
125 HIGH ST STE 1359A, BOSTON, MA 02110
Registered with this firm since 4/11/2022

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
125 HIGH ST STE 1359A, BOSTON, MA 02110
Registered with this firm since 4/11/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/27/2019 - 04/12/2022 CITIZENS SECURITIES, INC. (CRD#:39550) BOSTON, MA
B
09/16/2019 - 04/12/2022 CITIZENS SECURITIES, INC. (CRD#:39550) BOSTON, MA
IA
08/29/2016 - 09/18/2019 EAGLE STRATEGIES LLC (CRD#:110826) WALTHAM, MA
B
12/11/2014 - 09/18/2019 NYLIFE SECURITIES LLC (CRD#:5167) WALTHAM, MA
IA
06/11/2012 - 11/05/2014 NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY) (CRD#:29604) WOBURN, MA
B
04/05/2012 - 11/05/2014 NATIONAL PLANNING CORPORATION (CRD#:29604) WOBURN, MA
B
03/02/2010 - 04/18/2011 TRANSCEND CAPITAL (CRD#:104483) WESTPORT, CT
IA
03/05/2008 - 04/16/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WESTPORT, CT
B
01/21/2008 - 04/16/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) WESTPORT, CT
B
06/25/1993 - 11/01/1995 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
11/18/1982 - 03/05/1993 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.