Individual Firm
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MICHAEL BENJAMIN BILLER
CRD#: 1017681
IA
B
MORGAN STANLEYCRD#: 149777 20807 Biscayne Boulevard
5Th&6Th Floor
Aventura, FL 33180
5Th&6Th Floor
Aventura, FL 33180
View By:
3/9/2009
Customer Dispute
Denied
State Registrations
B
Arizona 6/1/2009
B
Nebraska 6/1/2009
B
California 6/1/2009
B
New Hampshire 6/1/2009
B
Colorado 6/1/2009
B
New Jersey 10/10/2016
B
Connecticut 6/1/2009
B
New York 6/1/2009
B
Delaware 6/1/2009
B
North Carolina 6/1/2009
B
District of Columbia 10/10/2024
B
Ohio 6/1/2009
B
Florida 6/1/2009
B
Oregon 8/3/2012
IA
Florida 6/1/2009
B
Pennsylvania 6/1/2009
B
Idaho 10/17/2013
B
South Carolina 1/27/2021
B
Illinois 6/1/2009
B
Tennessee 2/11/2016
B
Indiana 6/1/2009
B
Texas 6/1/2009
B
Iowa 11/22/2013
IA
Texas 4/2/2020
B
Maryland 8/12/2016
B
Utah 2/5/2020
B
Massachusetts 6/1/2009
B
Virginia 5/11/2012
B
Michigan 8/18/2021
B
Wisconsin 5/14/2013
B
Montana 1/26/2016
SRO Registrations
B
B
B
B
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Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/1/2009
B
Registered with this firm since 6/1/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/13/2008 - 06/01/2009 | AVENTURA, FL | |
B | 08/08/2008 - 06/01/2009 | AVENTURA, FL | |
IA | 04/02/2007 - 08/13/2008 | PLANTATION, FL | |
B | 04/02/2007 - 08/13/2008 | PLANTATION, FL | |
IA | 01/18/2000 - 04/02/2007 | PLANTATION, FL | |
B | 01/18/2000 - 04/02/2007 | PLANTATION, FL | |
B | 09/15/1989 - 01/12/2000 | NEW YORK, NY | |
B | 10/29/1981 - 09/15/1989 | NEW YORK, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.