Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
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Detailed Report
Registration History
1985199019952000200520102015202020252 FIRMS2013 - 2014 (1 year)2 FIRMS2015 - 2016 (<1 year)IALAMBERSON KNIGHT WEALTH MANAGE... (CRD# 282437)2016 - Present (8 years)BLEHMAN BROTHERS INC. (CRD# 7506)1983 - 1991 (8 years)
Disclosure(s)
View By:
1/27/2016
Customer Dispute
Settled
12/23/2015
Employment Separation After Allegations
License(s)

State Registrations

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Michigan 4/13/2016
Current Registration(s)
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LAMBERSON KNIGHT WEALTH MANAGEMENT LLC (CRD#:282437)
HOLLAND, MI
Registered with this firm since 4/13/2016
Previous Registration(s)
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 06/11/2015 - 01/20/2016 KEY INVESTMENT SERVICES LLC (CRD#:136300) ANN ARBOR, MI
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 06/09/2015 - 01/20/2016 KEY INVESTMENT SERVICES LLC (CRD#:136300) ANN ARBOR, MI
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 11/27/2013 - 09/15/2014 MORGAN STANLEY (CRD#:149777) GRAND RAPIDS, MI
B
 09/26/2013 - 09/15/2014 MORGAN STANLEY (CRD#:149777) GRAND RAPIDS, MI
B
 04/20/1983 - 05/09/1991 LEHMAN BROTHERS INC. (CRD#:7506)
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.