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Detailed Report
DONNA MANDEL
DONNA MARIE KOBUS, DONNA KOBUS, DONNA K MANDEL, DONNA KOBUS MANDEL
CRD#: 1017067
IA
Investment Adviser
B
Broker
CAPITAL ANALYSTSCRD#: 162200 500 WATERS EDGE
SUITE 150
LOMBARD, IL 60148
LINCOLN INVESTMENTCRD#: 519 SUITE 150
500 WATERS EDGE
LOMBARD, IL 60148
Registration History
1985199019952000200520102015202020252 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2022 - 2022 (<1 year)2 FIRMS2022 - Present (2 years)IACAPITAL ANALYSTS (CRD# 162200)2024 - Present (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - 2020 (4 years)BNORTHERN TRUST SECURITIES, INC. (CRD# 7927)2012 - 2014 (2 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2007 - 2008 (<1 year)BCIGNA SECURITIES, INC. (CRD# 145)1984 - 1992 (7 years)BMOSELEY, HALLGARTEN, ESTABROOK... (CRD# 7908)1982 - 1983 (<1 year)BBLUNT ELLIS & LOEWI INCORPORATED (CRD# 7580)1981 - 1982 (1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - 2020 (1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2015 - 2018 (2 years)IAWACHOVIA SECURITIES, LLC (CRD# 19616)2008 - 2008 (<1 year)
Disclosure(s)
View By:
2/7/2020
Employment Separation After Allegations
License(s)

State Registrations

B
Illinois 6/21/2022
IA
Illinois 6/22/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL ANALYSTS (CRD#:162200)
500 WATERS EDGE SUITE 150, LOMBARD, IL 60148
Registered with this firm since 4/25/2024
IA
LINCOLN INVESTMENT (CRD#:519)
SUITE 150 500 WATERS EDGE, LOMBARD, IL 60148
5550 Touhy Ave. Ste. 202, Skokie, IL 60076
Registered with this firm since 6/22/2022
B
LINCOLN INVESTMENT (CRD#:519)
SUITE 150 500 WATERS EDGE, LOMBARD, IL 60148
5550 Touhy Ave. Ste. 202, Skokie, IL 60076
Registered with this firm since 6/16/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/28/2022 - 03/22/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881) Milwaukee, WI
B
 02/03/2022 - 03/22/2022 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) Milwaukee, WI
IA
 07/13/2018 - 03/12/2020 FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590) BOSTON, MA
B
 07/21/2015 - 03/06/2020 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) NAPERVILLE, IL
IA
 09/15/2015 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) NAPERVILLE, IL
B
 12/20/2012 - 12/11/2014 NORTHERN TRUST SECURITIES, INC. (CRD#:7927) CHICAGO, IL
IA
 06/01/2009 - 10/08/2009 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) CHICAGO, IL
B
 06/01/2009 - 10/08/2009 MORGAN STANLEY SMITH BARNEY (CRD#:149777) CHICAGO, IL
IA
 05/07/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
B
 05/07/2008 - 06/01/2009 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CHICAGO, IL
IA
 02/22/2008 - 05/12/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) DEERFIELD, IL
B
 12/07/2007 - 05/12/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) DEERFIELD, IL
B
 10/18/1984 - 03/30/1992 CIGNA SECURITIES, INC. (CRD#:145)
B
 11/09/1982 - 06/17/1983 MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC. (CRD#:7908)
B
 11/25/1981 - 12/23/1982 BLUNT ELLIS & LOEWI INCORPORATED (CRD#:7580)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.