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RANDALL GORDON BRAWNER
CRD#: 1017040
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 601 W RIVERSIDE AVE
SUITE 1700
SPOKANE, WA 99201
Registration History
198519901995200020052010201520202025IAUBS FINANCIAL SERVICES INC. (CRD# 8174)1991 - Present (33 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)1981 - Present (43 years)
License(s)

State Registrations

B
Alaska 5/12/2011

B
North Dakota 4/3/2024

B
Arizona 2/17/1987

B
Oregon 12/18/1986

B
California 12/18/1986

B
South Carolina 11/4/2009

B
Colorado 11/7/1987

B
Texas 4/4/1989

B
Florida 1/5/2001

IA
Texas 12/14/2009

B
Idaho 9/5/1986

B
Virginia 5/3/2023

B
Montana 7/12/2017

B
Washington 5/20/1983

B
Nevada 10/6/1997

IA
Washington 9/25/1991

B
North Carolina 9/14/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
601 W RIVERSIDE AVE SUITE 1700, SPOKANE, WA 99201
601 W. RIVERSIDE AVENUE, SPOKANE, WA 99201
Registered with this firm since 9/25/1991

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
601 W RIVERSIDE AVE SUITE 1700, SPOKANE, WA 99201
601 W. RIVERSIDE AVENUE, SPOKANE, WA 99201
Registered with this firm since 11/17/1981

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.