Individual Firm
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CHARLES WILSON KNOWLTON JR
BUCKLEY KNOWLTON, BUCKY KNOWLTON, CHARLES WILLIAM KNOWLTON JR, CHARLES WILSON JR KNOWLTON, CHARLES WILLIAM KNOWLTON JR JR
CRD#: 1016382
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ROBERT W. BAIRD & CO. INCORPORATEDCRD#: 8158 25 Calhoun Street
Suite 200
Charleston, SC 29401
Suite 200
Charleston, SC 29401
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11/1/2007
Customer Dispute
Closed-No Action
State Registrations
B
Alabama 9/1/2020
B
Nevada 11/9/2022
B
Arizona 11/9/2022
B
New Jersey 3/24/2015
B
Arkansas 3/21/2023
B
New York 8/20/2010
B
California 8/20/2010
B
North Carolina 8/20/2010
B
Colorado 11/9/2022
B
Ohio 11/9/2022
B
Connecticut 9/1/2017
B
Oklahoma 9/6/2017
B
District of Columbia 11/9/2022
B
Oregon 11/9/2022
B
Florida 8/20/2010
B
Pennsylvania 9/10/2024
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Florida 9/20/2018
B
Rhode Island 11/9/2022
B
Georgia 8/20/2010
B
South Carolina 8/20/2010
B
Kansas 11/9/2022
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South Carolina 8/23/2010
B
Louisiana 5/14/2019
B
Tennessee 4/23/2015
B
Maryland 4/24/2018
B
Virginia 8/20/2010
B
Massachusetts 11/9/2022
B
Washington 5/20/2014
B
Michigan 11/27/2018
B
West Virginia 11/9/2022
B
Minnesota 12/12/2013
B
Wisconsin 11/9/2022
B
Missouri 11/9/2022
B
Wyoming 11/9/2022
B
Montana 11/9/2022
SRO Registrations
B
B
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Registered with this firm since 8/23/2010
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Registered with this firm since 8/20/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 08/27/2010 | CHARLESTON, SC | |
B | 06/01/2009 - 08/27/2010 | CHARLESTON, SC | |
IA | 06/05/1998 - 06/01/2009 | CHARLESTON, SC | |
B | 01/02/2002 - 06/01/2009 | CHARLESTON, SC | |
B | 05/15/1998 - 01/02/2002 | ATLANTA, GA | |
B | 07/20/1995 - 05/19/1998 | NEW YORK, NY | |
B | 12/11/1981 - 07/05/1995 | ATLANTA, GA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.