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MITCHELL J STILLMAN
MITCHELL JAY STILLMAN
CRD#: 1015970
IA
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WELLS FARGO ADVISORSCRD#: 19616 18700 N HAYDEN RD STE 525
SCOTTSDALE, AZ 85255
SCOTTSDALE, AZ 85255
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8/4/2008
Customer Dispute
Denied
7/30/2001
Customer Dispute
Denied
State Registrations
B
Alaska 4/11/2023
B
Missouri 11/27/2007
B
Arizona 9/4/1990
B
Montana 2/12/2021
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Arizona 8/7/2024
B
Nevada 2/22/1994
B
California 9/4/1990
B
New Hampshire 7/8/2022
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California 8/1/2005
B
New Jersey 2/13/2024
B
Colorado 1/9/1991
B
New Mexico 7/13/2007
B
Connecticut 8/7/2018
B
New York 2/22/1994
B
Delaware 3/23/2000
B
North Carolina 5/12/1999
B
District of Columbia 11/20/2013
B
North Dakota 4/11/2023
B
Florida 5/25/1994
B
Ohio 10/19/2022
B
Georgia 8/20/2014
B
Oklahoma 3/28/1997
B
Hawaii 4/11/2023
B
Oregon 9/19/2006
B
Idaho 1/6/2010
B
Pennsylvania 9/4/1990
B
Illinois 9/4/1990
B
South Carolina 4/11/2023
B
Indiana 3/23/2023
B
Tennessee 5/3/2013
B
Iowa 10/19/2009
B
Texas 1/2/2004
B
Kansas 7/29/2024
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Texas 9/28/2016
B
Maine 4/11/2023
B
Utah 1/15/2003
B
Maryland 7/22/1991
B
Virginia 8/7/2018
B
Massachusetts 6/23/1997
B
Washington 2/18/1994
B
Michigan 1/13/2015
B
Wisconsin 7/29/2024
B
Minnesota 6/19/1991
SRO Registrations
B
B
B
B
B
B
View Exams Passed by the individual in the detailed report
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Registered with this firm since 8/1/2005
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Registered with this firm since 9/4/1990
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/12/1989 - 09/04/1990 | ||
B | 02/12/1988 - 06/13/1989 | ||
B | 11/17/1981 - 02/29/1988 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.