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KENNETH ELVIN BROWN
CRD#: 1014957
IA
Investment Adviser
B
Broker
AVISEN ADVISORS, LLCCRD#: 113791 3620 AMERICAN RIVER DRIVE
SUITE 145
SACRAMENTO, CA 95864
AVISEN WEALTH MANAGEMENT, INC.CRD#: 125977 3620 AMERICAN RIVER DRIVE, SUITE 145
SACRAMENTO, CA 95864
Registration History
198519901995200020052010201520202025IAAVISEN ADVISORS, LLC (CRD# 113791)2010 - Present (15 years)BAVISEN WEALTH MANAGEMENT, INC. (CRD# 125977)2003 - Present (21 years)BROUND HILL SECURITIES, INC. (CRD# 35223)2001 - 2003 (2 years)BWELLS FARGO VAN KASPER, LLC (CRD# 7665)1995 - 2001 (5 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1995 - 1995 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1993 - 1995 (1 year)BEVEREN SECURITIES, INC. (CRD# 19616)1990 - 1993 (2 years)BBATEMAN EICHLER, HILL RICHARDS... (CRD# 76)1989 - 1990 (1 year)BSHEARSON LEHMAN HUTTON INC. (CRD# 7506)1984 - 1989 (4 years)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1981 - 1984 (3 years)IALYNX CAPITAL GROUP LLC (CRD# 124161)1995 - 2011 (16 years)
Disclosure(s)
View By:
8/26/2004
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/25/2019

B
Nevada 1/31/2011

B
California 8/27/2003

B
North Carolina 6/6/2017

IA
California 2/5/2010

B
Oregon 1/2/2020

B
Florida 1/9/2017

B
South Dakota 7/8/2024

B
Hawaii 1/22/2019

B
Texas 9/27/2022

B
Idaho 7/30/2020

IA
Texas 9/30/2024

B
Illinois 10/4/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AVISEN ADVISORS, LLC (CRD#:113791)
3620 AMERICAN RIVER DRIVE SUITE 145, SACRAMENTO, CA 95864
Registered with this firm since 2/5/2010

B
AVISEN WEALTH MANAGEMENT, INC. (CRD#:125977)
3620 AMERICAN RIVER DRIVE, SUITE 145, SACRAMENTO, CA 95864
Registered with this firm since 8/20/2003

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/07/1995 - 12/31/2011 LYNX CAPITAL GROUP LLC (CRD#:124161) SACRAMENTO, CA
B
06/20/2001 - 10/27/2003 ROUND HILL SECURITIES, INC. (CRD#:35223) ALAMO, CA
B
11/13/1995 - 06/27/2001 WELLS FARGO VAN KASPER, LLC (CRD#:7665) SAN FRANCISCO, CA
B
01/28/1995 - 11/13/1995 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
03/24/1993 - 01/28/1995 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613) NEW YORK, NY
B
09/04/1990 - 04/06/1993 EVEREN SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
05/08/1989 - 09/04/1990 BATEMAN EICHLER, HILL RICHARDS, INCORPORATED (CRD#:76)
B
10/08/1984 - 05/23/1989 SHEARSON LEHMAN HUTTON INC. (CRD#:7506)
B
10/22/1981 - 10/23/1984 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.