Individual Firm
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ELIZABETH MCCLELLAND
CRD#: 1013669
IA
B
BENJAMIN F. EDWARDS & COMPANY, INCORPORATEDCRD#: 146936 2321 WHITNEY AVENUE
SUITE 502
HAMDEN, CT 06518
SUITE 502
HAMDEN, CT 06518
0
Disclosures
43
Years of Experience
View By:
State Registrations
B
Alabama 5/28/2010
B
Minnesota 11/25/2019
B
Arizona 5/28/2010
B
Nevada 5/28/2010
B
California 5/28/2010
B
New Hampshire 2/20/2024
B
Colorado 5/28/2010
B
New Jersey 6/27/2013
B
Connecticut 5/28/2010
B
New Mexico 5/23/2014
IA
Connecticut 5/28/2010
B
New York 5/28/2010
B
Florida 5/28/2010
B
North Carolina 5/28/2010
IA
Florida 1/14/2020
B
Pennsylvania 5/28/2010
B
Georgia 5/28/2010
B
Rhode Island 1/20/2011
B
Illinois 6/24/2016
B
South Carolina 1/3/2014
B
Iowa 2/5/2018
B
Tennessee 4/14/2020
B
Louisiana 11/1/2022
B
Utah 10/4/2021
B
Maine 5/28/2010
B
Vermont 5/28/2010
B
Maryland 5/28/2010
B
Virginia 5/28/2010
B
Massachusetts 5/28/2010
B
West Virginia 8/27/2012
SRO Registrations
B
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B
Registered with this firm since 5/28/2010
IA
Registered with this firm since 5/28/2010
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/01/2008 - 06/04/2010 | HAMDEN, CT | |
B | 01/01/2008 - 06/04/2010 | HAMDEN, CT | |
B | 11/17/1981 - 01/03/2008 | HAMDEN, CT | |
IA | 04/25/1983 - 01/01/2008 | HAMDEN, CT |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.