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WILLIAM JOHN REICHARDT JR
DUKE REICHARDT JR, WILLIAM JOHN JR REICHARDT
CRD#: 1013088
IA
B
PRINCIPAL SECURITIES, INC.CRD#: 1137 801 GRAND AVE
STE 240
DES MOINES, IA 50309
STE 240
DES MOINES, IA 50309
0
Disclosures
31
Years of Experience
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State Registrations
B
California 2/29/2016
B
Nevada 4/9/2018
B
Colorado 11/10/2006
B
Pennsylvania 4/9/2018
B
Iowa 9/17/2002
B
South Dakota 2/16/2018
IA
Iowa 10/4/2007
B
Texas 4/28/2022
B
Kansas 4/9/2018
IA
Texas 4/28/2022
SRO Registrations
B
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IA
Registered with this firm since 10/4/2007
B
Registered with this firm since 9/17/2002
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 06/18/2003 - 04/25/2007 | DES MOINES, IA | |
B | 09/30/1998 - 08/12/2002 | ROCKFORD, IL | |
B | 08/27/1993 - 09/30/1998 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.