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Detailed Report
RONALD EMERY BLOOD
RON BLOOD
CRD#: 1012462
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 86 N UNIVERSITY AVE
1ST & 2ND FLS
PROVO, UT 84601
Registration History
1985199019952000200520102015202020252 FIRMS1991 - 1992 (1 year)2 FIRMS2007 - 2011 (3 years)2 FIRMS2011 - Present (14 years)BBANC OF AMERICA INVESTMENT SER... (CRD# 16361)1999 - 2007 (8 years)BBA INVESTMENT SERVICES, INC. (CRD# 12965)1993 - 1999 (6 years)BCALIFORNIA ONE (CRD# 27037)1991 - 1991 (<1 year)BFIRST CALIFORNIA CAPITAL MARKE... (CRD# 16116)1990 - 1991 (<1 year)BGLENFED BROKERAGE SERVICES (CRD# 13648)1989 - 1990 (<1 year)BGNA SECURITIES, INC. (CRD# 10465)1988 - 1989 (1 year)BGREAT WESTERN FINANCIAL SECURI... (CRD# 14229)1986 - 1988 (2 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1985 - 1986 (<1 year)BKIDDER, PEABODY & CO. INCORPORATED (CRD# 7613)1982 - 1985 (3 years)BCOASTAL ASSET MANAGEMENT CORPO... (CRD# 7852)1981 - 1982 (<1 year)IABANC OF AMERICA INVESTMENT SER... (CRD# 16361)1998 - 2007 (9 years)
License(s)

State Registrations

B
Arizona 3/15/2016
B
New Mexico 11/14/2016
B
California 1/3/2011
B
New York 9/17/2013
B
Colorado 2/7/2018
B
North Carolina 3/20/2024
B
Connecticut 7/3/2024
B
Ohio 9/7/2023
B
District of Columbia 3/20/2024
B
Oregon 2/22/2016
B
Florida 7/18/2019
B
South Carolina 7/17/2024
B
Georgia 6/18/2021
B
South Dakota 6/26/2019
B
Idaho 1/12/2016
B
Tennessee 5/8/2024
B
Illinois 7/1/2020
B
Texas 3/19/2015
B
Iowa 9/6/2023
IA
Texas 3/20/2015
B
Massachusetts 12/12/2018
B
Utah 1/3/2011
B
Michigan 1/29/2019
IA
Utah 1/3/2011
B
Missouri 8/1/2018
B
Virginia 6/26/2019
B
Montana 4/1/2022
B
Washington 1/3/2011
B
Nevada 10/12/2015
B
Wyoming 1/7/2016

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
86 N UNIVERSITY AVE 1ST & 2ND FLS, PROVO, UT 84601
Registered with this firm since 1/3/2011
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
86 N UNIVERSITY AVE 1ST & 2ND FLS, PROVO, UT 84601
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 07/31/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OREM, UT
B
 07/31/2007 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) OREM, UT
IA
 05/12/1998 - 07/31/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) TEMECULA, CA
B
 07/12/1999 - 07/31/2007 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) TEMECULA, CA
B
 01/29/1993 - 07/12/1999 BA INVESTMENT SERVICES, INC. (CRD#:12965) OAKLAND, CA
B
 08/29/1991 - 08/03/1992 METLIFE SECURITIES INC. (CRD#:14251) SPRINGFIELD, MA
B
 08/29/1991 - 08/03/1992 METROPOLITAN LIFE INSURANCE COMPANY (CRD#:4095) NEW YORK, NY
B
 05/16/1991 - 07/23/1991 CALIFORNIA ONE (CRD#:27037)
B
 07/09/1990 - 02/14/1991 FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC. (CRD#:16116)
B
 10/16/1989 - 05/29/1990 GLENFED BROKERAGE SERVICES (CRD#:13648) GLENDALE, CA
B
 10/31/1988 - 10/12/1989 GNA SECURITIES, INC. (CRD#:10465) GLEN ALLEN, VA
B
 04/23/1986 - 10/25/1988 GREAT WESTERN FINANCIAL SECURITIES CORPORATION (CRD#:14229)
B
 08/01/1985 - 04/18/1986 MML INVESTORS SERVICES, INC. (CRD#:10409)
B
 08/30/1982 - 08/08/1985 KIDDER, PEABODY & CO. INCORPORATED (CRD#:7613)
B
 12/11/1981 - 08/20/1982 COASTAL ASSET MANAGEMENT CORPORATION (CRD#:7852)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.