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PATRICIA ANNE GARIBALDI
CRD#: 1011512
IA
B
WELLS FARGO ADVISORSCRD#: 19616 535 MADISON AVE 16TH FL
NEW YORK, NY 10022
NEW YORK, NY 10022
0
Disclosures
42
Years of Experience
View By:
State Registrations
B
California 9/12/2014
B
New Jersey 9/12/2014
B
Colorado 10/5/2023
IA
New Jersey 9/12/2014
B
Connecticut 9/12/2014
B
New York 9/12/2014
B
District of Columbia 9/18/2014
IA
New York 7/27/2021
B
Florida 9/12/2014
B
North Carolina 6/29/2020
B
Georgia 9/12/2014
B
Pennsylvania 9/12/2014
B
Kentucky 11/6/2015
B
Texas 9/12/2014
B
Maine 10/11/2024
IA
Texas 9/15/2014
B
Massachusetts 9/12/2014
B
Vermont 10/31/2022
B
Minnesota 2/3/2021
B
Virginia 5/17/2024
B
New Hampshire 2/24/2022
B
Washington 9/12/2014
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 9/12/2014
B
Registered with this firm since 9/12/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/07/2006 - 10/03/2014 | NEW YORK, NY | |
B | 08/04/2006 - 10/03/2014 | NEW YORK, NY | |
B | 06/16/2005 - 07/27/2006 | FAR HILLS, NJ | |
B | 11/14/2001 - 05/02/2005 | JERSEY CITY, NJ | |
B | 06/02/1989 - 06/26/2001 | NEW YORK, NY | |
B | 09/24/1982 - 06/02/1989 | NEW YORK, NY | |
B | 09/29/1982 - 06/27/1984 | ||
B | 10/29/1981 - 08/10/1982 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.