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Detailed Report
CHARLES KYRIACOS ANASTASIOU
CRD#: 1009891
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 1 PENN PLZ FL 27
NEW YORK, NY 10119
Registration History
198519901995200020052010201520202025IAWELLS FARGO ADVISORS (CRD# 19616)2017 - Present (7 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2003 - Present (21 years)BPRUDENTIAL SECURITIES INCORPORATED (CRD# 7471)1981 - 2003 (21 years)
Disclosure(s)
View By:
6/12/2001
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Arizona 7/1/2003
B
New Hampshire 9/30/2021
B
California 7/1/2003
B
New Jersey 7/1/2003
B
Colorado 7/1/2003
IA
New Jersey 10/24/2017
B
Connecticut 7/1/2003
B
New Mexico 7/1/2003
B
Delaware 7/1/2003
B
New York 7/1/2003
B
District of Columbia 11/2/2011
IA
New York 7/27/2021
B
Florida 7/1/2003
B
North Carolina 7/1/2003
B
Hawaii 8/10/2016
B
Oregon 6/18/2013
B
Illinois 2/26/2010
B
Pennsylvania 7/1/2003
B
Indiana 6/11/2010
B
South Carolina 7/1/2003
B
Louisiana 7/1/2003
B
Tennessee 5/15/2020
B
Maine 12/21/2022
B
Texas 7/1/2003
B
Maryland 7/1/2003
IA
Texas 5/28/2019
B
Massachusetts 7/1/2003
B
Virginia 7/1/2003
B
Minnesota 10/11/2021
B
Washington 7/1/2003
B
Montana 5/7/2019
B
Wisconsin 7/1/2003
B
Nevada 7/1/2003

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
1 PENN PLZ FL 27, NEW YORK, NY 10119
Scotch Plains, NJ
Registered with this firm since 10/24/2017
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
1 PENN PLZ FL 27, NEW YORK, NY 10119
Scotch Plains, NJ
Registered with this firm since 7/1/2003
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/23/1981 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.