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John M. Zeumer
JOHN MICHAEL ZEUMER
CRD#: 1009622
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1395 ROUTE 25A
SETAUKET, NY 11733
Registration History
1985199019952000200520102015202020252 FIRMS1987 - 1994 (6 years)2 FIRMS2003 - 2008 (5 years)2 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BLINCOLN FINANCIAL DISTRIBUTORS... (CRD# 145)2002 - 2003 (1 year)BCLAYMORE SECURITIES, INC. (CRD# 39805)2001 - 2002 (<1 year)BNUVEEN INVESTMENTS (CRD# 469)2000 - 2001 (1 year)BSALOMON SMITH BARNEY INC. (CRD# 7059)1997 - 1999 (1 year)BNATWEST INVESTOR SERVICES CORP... (CRD# 17434)1994 - 1994 (<1 year)BCARDELL & ASSOCIATES, INCORPORATED (CRD# 7700)1982 - 1984 (2 years)
License(s)

State Registrations

B
Arizona 3/21/2024

B
New Jersey 10/1/2012

B
California 3/29/2023

IA
New Jersey 10/1/2012

B
Colorado 9/12/2024

B
New York 10/1/2012

B
Connecticut 10/1/2012

IA
New York 5/3/2021

B
Delaware 11/20/2017

B
North Carolina 10/19/2016

B
District of Columbia 1/18/2024

B
Ohio 9/22/2014

B
Florida 11/29/2012

B
Oregon 6/16/2020

B
Indiana 11/20/2024

B
Pennsylvania 1/26/2024

B
Kansas 9/6/2016

B
South Carolina 7/8/2014

B
Maryland 9/24/2013

B
Tennessee 11/12/2015

B
Massachusetts 7/20/2015

B
Vermont 2/29/2024

B
New Hampshire 6/10/2020

B
Virginia 7/18/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1395 ROUTE 25A, SETAUKET, NY 11733
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1395 ROUTE 25A, SETAUKET, NY 11733
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/12/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SETAUKET, NY
B
09/12/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SETAUKET, NY
IA
08/06/2008 - 09/07/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) GARDEN CITY, NY
B
08/06/2008 - 09/07/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) GARDEN CITY, NY
IA
06/11/2003 - 07/12/2008 IFMG SECURITIES, INC. (CRD#:14416) LAKE SUCCESS, NC
B
06/03/2003 - 07/12/2008 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
B
06/04/2002 - 06/04/2003 LINCOLN FINANCIAL DISTRIBUTORS, INC. (CRD#:145) RADNOR, PA
B
12/21/2001 - 03/21/2002 CLAYMORE SECURITIES, INC. (CRD#:39805) CHICAGO, IL
B
01/07/2000 - 12/05/2001 NUVEEN INVESTMENTS (CRD#:469) CHICAGO, IL
B
10/20/1997 - 08/18/1999 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
B
02/16/1994 - 08/15/1994 NATWEST INVESTOR SERVICES CORPORATION (CRD#:17434) NEW YORK, NY
B
06/08/1987 - 02/03/1994 EQUICO SECURITIES, INC. (CRD#:6627) NEW YORK, NY
B
06/08/1987 - 02/03/1994 THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (CRD#:4039) NEW YORK, NY
B
01/27/1982 - 01/25/1984 CARDELL & ASSOCIATES, INCORPORATED (CRD#:7700)
FINRA expelled the firm on 01/15/1987
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.