Individual Firm
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STEVEN D EARHART
STEVE EARHART
CRD#: 1008759
IA
B
PARK AVENUE SECURITIES LLCCRD#: 46173 150 SOUTH WARNER ROAD
SUITE 120
KING OF PRUSSIA, PA 19406
SUITE 120
KING OF PRUSSIA, PA 19406
0
Disclosures
43
Years of Experience
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State Registrations
B
California 10/17/2011
IA
North Carolina 8/18/2014
B
Florida 10/8/2009
B
Pennsylvania 10/8/2009
IA
Florida 10/15/2009
IA
Pennsylvania 4/5/2011
B
Georgia 5/14/2021
B
South Carolina 9/24/2014
IA
Georgia 10/22/2021
IA
South Carolina 9/2/2021
B
New Jersey 10/8/2009
B
Virginia 11/7/2013
IA
New Jersey 10/9/2009
IA
Virginia 8/18/2014
B
North Carolina 8/17/2012
SRO Registrations
B
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IA
Registered with this firm since 10/9/2009
B
Registered with this firm since 10/8/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/14/1991 - 10/06/2009 | BALA CYNWYD, PA | |
IA | 07/30/2002 - 09/25/2009 | BALA CYNWYD, PA | |
B | 10/31/1981 - 09/25/2009 | BALA CYNWYD, PA | |
B | 10/31/1981 - 01/05/2000 | NEW YORK, NY | |
B | 06/19/1991 - 10/08/1993 | BOSTON, MA |
NEW YORK, NY
10/31/1981 - 01/05/2000
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.