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MARK JAMES ROBINSON
CRD#: 1008434
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 380 KNOLLWOOD STREET
WINSTON-SALEM, NC 27103
Registration History
1985199019952000200520102015202020252 FIRMS2005 - Present (19 years)BLEGG MASON WOOD WALKER, INCORP... (CRD# 6555)1994 - 2006 (11 years)BALEX. BROWN & SONS INCORPORATED (CRD# 20)1981 - 1994 (13 years)IALEGG MASON WOOD WALKER INC (CRD# 6555)2001 - 2006 (5 years)
License(s)

State Registrations

B
California 1/15/2014

B
New York 1/15/2014

B
Florida 12/12/2005

B
North Carolina 12/12/2005

B
Georgia 12/12/2005

IA
North Carolina 12/12/2005

B
Illinois 5/12/2023

B
Ohio 12/12/2005

B
Louisiana 4/9/2018

B
Oregon 1/15/2014

B
Maryland 1/3/2014

B
Pennsylvania 12/12/2005

B
Massachusetts 12/6/2022

B
South Carolina 12/12/2005

B
Michigan 7/18/2013

IA
Texas 10/26/2007

B
Mississippi 3/3/2021

B
Texas 11/17/2010

B
New Jersey 9/16/2020

B
Virginia 12/12/2005

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
380 KNOLLWOOD STREET, WINSTON-SALEM, NC 27103
Registered with this firm since 12/12/2005

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
380 KNOLLWOOD STREET, WINSTON-SALEM, NC 27103
Registered with this firm since 12/12/2005

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/31/2001 - 01/10/2006 LEGG MASON WOOD WALKER INC (CRD#:6555) WINSTON-SALEM, NC
B
11/02/1994 - 01/10/2006 LEGG MASON WOOD WALKER, INCORPORATED (CRD#:6555) BALTIMORE, MD
B
10/01/1981 - 11/28/1994 ALEX. BROWN & SONS INCORPORATED (CRD#:20)
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.