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Mary Sarres Nelson
MARY SARRES NELSON, Mary Nelson, MARY NELLIE SARRES
CRD#: 1007980
IA
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RAYMOND JAMES & ASSOCIATES, INC.CRD#: 705 Woodbury, TN
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8/2/1988
Regulatory
Final
State Registrations
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Alabama 1/5/2021
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Nebraska 1/7/2021
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Alaska 1/11/2021
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Nevada 1/19/2021
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Arizona 1/17/2021
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New Hampshire 1/5/2021
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Arkansas 1/5/2021
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New Jersey 1/5/2021
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California 1/6/2021
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New Mexico 1/6/2021
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Colorado 1/6/2021
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New York 1/24/2021
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Connecticut 1/5/2021
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North Carolina 1/6/2021
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Delaware 1/12/2021
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North Dakota 1/12/2021
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District of Columbia 1/6/2021
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Ohio 1/6/2021
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Florida 12/3/2019
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Oklahoma 1/6/2021
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Florida 12/5/2019
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Oregon 1/13/2021
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Georgia 1/6/2021
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Pennsylvania 1/6/2021
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Hawaii 1/6/2021
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Puerto Rico 3/28/2022
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Idaho 1/12/2021
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Rhode Island 1/6/2021
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Illinois 2/1/2021
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South Carolina 1/6/2021
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Indiana 1/6/2021
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South Dakota 1/12/2021
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Iowa 1/8/2021
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Tennessee 1/7/2021
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Kansas 1/7/2021
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Tennessee 6/20/2024
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Kentucky 1/6/2021
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Texas 1/6/2021
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Louisiana 1/8/2021
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Utah 1/12/2021
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Maine 1/6/2021
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Vermont 1/6/2021
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Maryland 1/6/2021
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Virgin Islands 3/21/2022
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Massachusetts 2/4/2021
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Virginia 2/8/2021
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Michigan 1/7/2021
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Washington 1/5/2021
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Minnesota 1/6/2021
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West Virginia 1/14/2021
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Mississippi 1/21/2021
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Wisconsin 1/7/2021
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Missouri 3/8/2021
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Wyoming 1/6/2021
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Montana 1/5/2021
SRO Registrations
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IA
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Registered with this firm since 12/4/2019
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Registered with this firm since 12/3/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/22/2008 - 11/15/2019 | Tampa, FL | |
B | 12/17/1987 - 11/15/2019 | Tampa, FL | |
B | 11/26/1981 - 12/23/1987 |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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