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SHAWN MICHAEL RIELY
SHAWN M RIELY
CRD#: 1007492
IA
Investment Adviser
B
Previous Broker
WESTMOUNT REALTY ADVISORS, LLCCRD#: 293508 700 N. PEARL STREET
SUITE N1650
DALLAS, TX 75201
Registration History
198519901995200020052010201520202025IAWESTMOUNT REALTY ADVISORS, LLC (CRD# 293508)2019 - Present (6 years)BWEALTHFORGE SECURITIES, LLC (CRD# 152550)2016 - 2017 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2012 - 2014 (1 year)BWAVELAND CAPITAL PARTNERS LLC (CRD# 40054)2011 - 2012 (1 year)BK-ONE INVESTMENT COMPANY, INC. (CRD# 16156)2008 - 2009 (<1 year)BALLSTATE FINANCIAL SERVICES, LLC (CRD# 18272)2005 - 2006 (1 year)BEMPIRE FINANCIAL GROUP, INC. (CRD# 28759)2001 - 2004 (3 years)BCENTENNIAL CAPITAL MANAGEMENT,... (CRD# 38988)1998 - 2001 (3 years)BIMS SECURITIES, INC. (CRD# 35567)1995 - 1997 (2 years)BLYNMARK FINANCIAL GROUP,INC. (CRD# 14027)1994 - 1995 (1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1990 - 1993 (3 years)BPRIME FINANCIAL SECURITIES, INC. (CRD# 15719)1989 - 1990 (<1 year)BGILLESPIE & HOLLAND, INC. (CRD# 10691)1989 - 1989 (<1 year)BINTEGRATED RESOURCES EQUITY CO... (CRD# 6403)1985 - 1989 (3 years)BALLABASHI & COMPANY, LTD. (CRD# 10532)1985 - 1985 (<1 year)BSECURITIES CLEARING OF COLORAD... (CRD# 5363)1982 - 1983 (<1 year)BOTC NET INCORPORATED (CRD# 7756)1982 - 1982 (<1 year)IAWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2014 (1 year)
Disclosure(s)
View By:
5/21/2015
Financial
Final
10/16/1995
Customer Dispute
Settled
License(s)

State Registrations

IA
Texas 1/29/2019

Current Registration(s)
IA
WESTMOUNT REALTY ADVISORS, LLC (CRD#:293508)
700 N. PEARL STREET SUITE N1650, DALLAS, TX 75201
Registered with this firm since 1/29/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/28/2016 - 12/31/2017 WEALTHFORGE SECURITIES, LLC (CRD#:152550) dallas, TX
IA
01/14/2013 - 06/04/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) DALLAS, TX
B
12/11/2012 - 06/04/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) DALLAS, TX
B
05/11/2011 - 06/14/2012 WAVELAND CAPITAL PARTNERS LLC (CRD#:40054) IRVINE, CA
B
09/16/2008 - 02/19/2009 K-ONE INVESTMENT COMPANY, INC. (CRD#:16156) FORT SMITH, AR
B
02/22/2005 - 09/19/2006 ALLSTATE FINANCIAL SERVICES, LLC (CRD#:18272) DALLAS, TX
B
07/20/2001 - 12/09/2004 EMPIRE FINANCIAL GROUP, INC. (CRD#:28759)
FINRA expelled the firm on 03/30/2009
LONGWOOD, FL
B
01/20/1998 - 07/20/2001 CENTENNIAL CAPITAL MANAGEMENT, INC. (CRD#:38988) ATLANTA, GA
B
06/19/1995 - 10/01/1997 IMS SECURITIES, INC. (CRD#:35567)
FINRA expelled the firm on 09/04/2018
HOUSTON, TX
B
02/18/1994 - 06/28/1995 LYNMARK FINANCIAL GROUP,INC. (CRD#:14027) IRVING, TX
B
09/06/1990 - 11/19/1993 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
11/21/1989 - 06/25/1990 PRIME FINANCIAL SECURITIES, INC. (CRD#:15719) DENVER, CO
B
09/12/1989 - 11/09/1989 GILLESPIE & HOLLAND, INC. (CRD#:10691)
B
08/12/1985 - 07/25/1989 INTEGRATED RESOURCES EQUITY CORPORATION (CRD#:6403)
B
03/06/1985 - 08/30/1985 ALLABASHI & COMPANY, LTD. (CRD#:10532)
B
06/20/1982 - 04/15/1983 SECURITIES CLEARING OF COLORADO, INC (CRD#:5363)
FINRA expelled the firm on 04/07/1989
B
06/16/1982 - 06/09/1982 OTC NET INCORPORATED (CRD#:7756)
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.