Individual Firm
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BARRY EDWARD WIRT
CRD#: 1007335
IA
B
ESI FINANCIAL ADVISORSCRD#: 265 4401 STARKEY RoaD
PO DRAWER 21209
ROANOKE, VA 24018
PO DRAWER 21209
ROANOKE, VA 24018
0
Disclosures
43
Years of Experience
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State Registrations
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South Carolina 3/3/2021
IA
Virginia 10/30/2002
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Virginia 6/8/1993
B
West Virginia 4/13/2009
SRO Registrations
B
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IA
Registered with this firm since 10/30/2002
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Registered with this firm since 6/7/1993
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 12/18/1981 - 06/08/1993 | NEW YORK, NY | |
B | 12/18/1981 - 06/08/1993 | NEW YORK, NY |
NEW YORK, NY
12/18/1981 - 06/08/1993
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.