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Detailed Report
JOANNE LIAKOS HACKENBURG
JOANNE LIAKOS HANKENBURG, JOANN LIAKOS, JOANNE D LIAKOS, JOANNE DEMITRIOS LIAKOS, JOANNE DIMITRIOS LIAKOS…
CRD#: 1006977
IA
Investment Adviser
B
Broker
SEACREST WEALTH MANAGEMENT, LLCCRD#: 147092 VERO BEACH, FL
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 Vero Beach, FL
Registration History
198519901995200020052010201520202025IASEACREST WEALTH MANAGEMENT, LLC (CRD# 147092)2018 - Present (6 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2009 - Present (16 years)BSANDGRAIN SECURITIES, INC. (CRD# 26004)1993 - 2009 (15 years)BPAINEWEBBER INCORPORATED (CRD# 8174)1990 - 1993 (3 years)BPRUDENTIAL-BACHE SECURITIES INC. (CRD# 7471)1983 - 1990 (6 years)BHERZOG, HEINE, GEDULD, INC. (CRD# 2186)1983 - 1983 (<1 year)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1981 - 1983 (1 year)
Disclosure(s)
View By:
9/23/1992
Customer Dispute
Settled
4/25/1991
Customer Dispute
Settled
License(s)

State Registrations

B
Connecticut 2/27/2009
B
Kentucky 3/20/2024
B
Florida 2/27/2009
B
Maryland 3/18/2024
IA
Florida 5/10/2018
B
New York 2/27/2009
B
Illinois 7/21/2016
B
Pennsylvania 1/17/2012

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SEACREST WEALTH MANAGEMENT, LLC (CRD#:147092)
VERO BEACH, FL
Registered with this firm since 5/10/2018
B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
Vero Beach, FL
Registered with this firm since 2/27/2009
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 09/28/1993 - 03/25/2009 SANDGRAIN SECURITIES, INC. (CRD#:26004) GARDEN CITY, NY
B
 03/08/1990 - 09/15/1993 PAINEWEBBER INCORPORATED (CRD#:8174) WEEHAWKEN, NJ
B
 10/17/1983 - 03/21/1990 PRUDENTIAL-BACHE SECURITIES INC. (CRD#:7471) NEW YORK, NY
B
 03/09/1983 - 10/19/1983 HERZOG, HEINE, GEDULD, INC. (CRD#:2186)
B
 08/19/1981 - 03/17/1983 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.