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C BROOKS WOODRUFF
BROOKS WOODRUFF, COMER BROOKS WOODRUFF, COMER BUCKY WOODRUFF
CRD#: 1006899
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 3560 Lenox Road NE
28th floor
ATLANTA, GA 30326
Registration History
1985199019952000200520102015202020252 FIRMS2011 - Present (13 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1981 - 2011 (30 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1995 - 2011 (16 years)
License(s)

State Registrations

B
Alabama 1/29/2013

B
Kentucky 4/1/2022

B
California 4/16/2015

B
Louisiana 1/25/2022

B
Colorado 10/26/2023

B
Maryland 7/3/2023

B
Florida 7/29/2011

B
North Carolina 7/29/2011

B
Georgia 7/29/2011

B
Ohio 6/1/2017

IA
Georgia 8/8/2011

B
South Carolina 7/29/2011

B
Illinois 3/23/2012

B
Tennessee 2/1/2018

B
Indiana 9/29/2011

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 8/8/2011

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
3560 Lenox Road NE 28th floor, ATLANTA, GA 30326
Registered with this firm since 7/29/2011

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/19/1995 - 08/02/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
08/20/1981 - 08/02/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.